# GRAY FINANCIAL GROUP INC.

GRAY FINANCIAL GROUP INC. of ATLANTA, GA is an SEC-registered investment adviser.

## Registration

- CRD: 109349
- Type: SEC-registered investment adviser
- SEC file number: 801-55882
- Location: 3333 PIEDMONT ROAD, SUITE 1250, ATLANTA, GA, 30305
- Phone: (404) 883-2500
- Latest filing: 2016-03-30
- Regulatory AUM: $5.0B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $3.8B
- Clients: 9
- Accounts: 37

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| GRAY LAURENCE ONEAL | OWNER; PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER (+2 more) | — |
| WAGGONER YOLANDA DIONNE | CHIEF COMPLIANCE OFFICER | — |
| LUPOFF PETER MICHAEL | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER OF GRAYCO ALTERNATIVE INVESTMENTS | — |
| LYONS BRAD EDWARD | CHIEF COMPLIANCE OFFICER | — |
| FOREMAN YOLANDA WAGGONER | CHIEF ADMINISTRATIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE , SHAREHOLDER | — |
| HUBBARD ROBERT CALVIN | CHIEF EXECUTIVE OFFICER, SHAREHOLDER; CHIEF OPERATING OFFICER; CO-CHIEF EXECUTIVE OFFICER (+1 more) | — |
| HARDY MARC WINTON | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |


## Private funds (3)

Mix: Other Private Fund 2 · Private Equity Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| GRAYCO ALTERNATIVE PARTNERS II, LP | Other Private Fund | — | 5 | $85.5M | $500K |
| GRAYCO ALTERNATIVE PARTNERS I, LP | Other Private Fund | — | 5 | $33.8M | $500K |
| SOUTHEASTERN GLOBAL, LP | Private Equity Fund | — | 2 | $2.6M | $250K |


## Fund service providers (2)

- administrator: STATE STREET GLOBAL MARKETS, LLC
- administrator: STONEGATE FUND ADMINISTRATION, LLC

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109349/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109349/similar
- Related entities: https://search.stillhousedata.com/firm/109349/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109349

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.