# NICOLLET INVESTMENT MANAGEMENT, INC.

NICOLLET INVESTMENT MANAGEMENT, INC. of MINNEAPOLIS, MN is an SEC-registered investment adviser.

## Registration

- CRD: 109401
- Type: SEC-registered investment adviser
- SEC file number: 801-57282
- Location: 800 WASHINGTON AVENUE NORTH, SUITE 150, MINNEAPOLIS, MN, 55401
- Phone: 612-915-3033
- Latest filing: 2026-05-04
- Regulatory AUM: $557.4M
- Discretionary AUM: $557.4M
- Clients: 9
- Accounts: 860

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Corporations

## Officers, owners & control persons (17)

| Name | Role | Location |
| --- | --- | --- |
| Uzi Nmn Rosha | OUTSOURCED CHIEF COMPLIANCE OFFICER | — |
| Nathan R Travis | CO-PRESIDENT | — |
| Nicholas Kendall Heyer | CO-PRESIDENT | — |
| Timothy Shannon Fahey | EXECUTIVE VICE PRESIDENT | — |
| Kathy Ann Carlson | SECRETARY/TREASURER | — |
| Susan Jalics Becker | CHIEF FINANCIAL OFFICER | — |
| Naveen Paul Sharma | CHIEF WEALTH STRATEGIST | — |
| Heidi Bae Garman | CHIEF COMPLIANCE OFFICER | — |
| Paul Louis Hoonsbeen | TRUSTEE | — |
| Mark Conrad Hoonsbeen | PRESIDENT, SECRETARY, DIRECTOR | — |
| CARLSON KATHLEEN ANN | CHIEF COMPLIANCE OFFICER | — |
| HOONSBEEN MARK CONRAD | PRESIDENT, SECRETARY, DIRECTOR; PRESIDENT, SECRETARY, DIRECTOR, CHIEF COMPLIANCE OFFICER; SECRETARY, DIRECTOR | — |
| HAMILTON LEE C | CHIEF INVESTMENT OFFICER | — |
| OCONNOR MICHAEL JOHN | PRESIDENT, DIRECTOR | — |
| CULLENHUEBSCHEN KATHRYN MARIE | CHIEF COMPLIANCE OFFICER | — |
| Hayden Casey Scott | CHIEF COMPLIANCE OFFICER | — |
| Uzi (Nmn) Rosha | OUTSOURCED CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109401/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109401/similar
- Related entities: https://search.stillhousedata.com/firm/109401/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109401

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.