# COUGAR GLOBAL INVESTMENTS LIMITED

COUGAR GLOBAL INVESTMENTS LIMITED of TORONTO is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 109439
- Type: SEC-registered investment adviser
- SEC file number: 801-55379
- Location: 200 KING STREET WEST, SUITE 1901, TORONTO, M5H 3T4
- Phone: 416-368-5255
- Latest filing: 2025-12-15
- Regulatory AUM: $1.5B
- Discretionary AUM: $113K
- Non-discretionary AUM: $1.5B
- Clients: 3
- Accounts: 8,630

## Business model

- Compensation: % of AUM
- Clients served: Pooled vehicles

## Officers, owners & control persons (23)

| Name | Role | Location |
| --- | --- | --- |
| James Willard Wolfe | DIRECTOR | Fairfax, VA |
| Matthew Scott Johnson | DIRECTOR | — |
| Edward Rick Iv | DIRECTOR | — |
| Damian Daniel Sousa | CHIEF COMPLIANCE OFFICER | — |
| JOHNSON JOHN SCOTT | DIRECTOR | — |
| TRANKNER ALFRED | LIMITED PARTNER | — |
| TRANKNER RUDY | LIMITED PARTNER | — |
| BREECH EARL JAMES | PRESIDENT & CEO; PRESIDENT & CEO, CHIEF COMPLIANCE OFFICER; PRESIDENT & CEO, CHIEF INVESTMENT OFFICER (+2 more) | — |
| JAMES CROFT W | DIRECTOR | — |
| ROSSI RICHARD JOHN | DIRECTOR | — |
| SOUSA DAMIAN DANIEL | CHIEF COMPLIANCE OFFICER | — |
| ABBOTT JAMES COOPER | DIRECTOR | — |
| MOORE JAMES F | DIRECTOR & VICE-CHAIRMAN | — |
| FRAME DEBORAH K | CHIEF COMPLIANCE OFFICER; VP INVESTMENTS & CHIEF COMPLIANCE OFFICER; VP INVESTMENTS, & CHIEF COMPLIANCE OFFICER | — |
| ALLISON PAUL DIXON | DIRECTOR | — |
| HOUNSELL ARTHUR | SVP OPERATIONS | — |
| MCLAUGHLIN R PETER | DIRECTOR & CORPORATE SECRETARY | — |
| BAKER DONALD G | DIRECTOR | — |
| MCLAUGHLIN PAUL | DIRECTOR | — |
| MARSEILLE VALERIE CINDY | CHIEF COMPLIANCE OFFICER | — |
| MARSEILLE VALERIE | CHIEF COMPLIANCE OFFICER | — |
| HIRAOKA ATSUKO | CHIEF OPERATING OFFICER | — |
| RICK IV EDWARD | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109439/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109439/similar
- Related entities: https://search.stillhousedata.com/firm/109439/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109439

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.