# FSI GROUP, LLC

FSI GROUP, LLC of CINCINNATI, OH is an SEC-registered investment adviser.

## Registration

- CRD: 109478
- Type: SEC-registered investment adviser
- SEC file number: 801-118286
- Location: 441 VINE STREET, SUITE 1300, CINCINNATI, OH, 45202
- Phone: 513-746-2200
- Latest filing: 2020-02-21
- Regulatory AUM: $89.5M
- Discretionary AUM: $89.5M
- Clients: 5
- Accounts: 3

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| [STEIN STEVEN NEAL](https://search.stillhousedata.com/person/754541) | CHAIRMAN & CEO; MANAGER, CHIEF EXECUTIVE OFFICER; MEMBER, ELECTED MANAGER, CHAIRMAN & CEO (+3 more) | — |
| [STEIN JOHN MAGRISH](https://search.stillhousedata.com/person/754542) | MANAGER, PRESIDENT & CHIEF OPERATING OFFICER; MANAGER, PRESIDENT, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER; MEMBER, ELECTED MANAGER, PRESIDENT & CHIEF OPERATING OFFICER (+5 more) | — |
| [WARM ALEXANDER DAVID](https://search.stillhousedata.com/person/754543) | DIRECTOR; OWNER; SHAREHOLDER | — |
| [CROOG CHARLES FREDERICK](https://search.stillhousedata.com/person/754544) | GENERAL COUNSEL; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER; VICE PRESIDENT (+3 more) | — |
| [PENOTE JOHN JEROME](https://search.stillhousedata.com/person/754545) | CHIEF FINANCIAL OFFICER | — |
| [NELSON CHRISTOPHER ALLEN](https://search.stillhousedata.com/person/754546) | CHIEF COMPLIANCE OFFICER | — |
| [SCHULTZ PHILIP](https://search.stillhousedata.com/person/761004) | EXECUTIVE VICE PRESIDENT | — |
| [RICCOBELLI MONIQUE](https://search.stillhousedata.com/person/761005) | VICE PRESIDENT | — |
| [BORCHERS CASSANDRA WAMBAUGH](https://search.stillhousedata.com/person/773755) | CHIEF COMPLIANCE OFFICER | — |
| [VIGRAN STANLEY](https://search.stillhousedata.com/person/783033) | DIRECTOR | — |
| [BASTIN JAMES](https://search.stillhousedata.com/person/783034) | CHIEF FINANCIAL OFFICER | — |
| [RICCOBELLI MONIQUE RENE](https://search.stillhousedata.com/person/790039) | MANAGING DIRECTOR & CHIEF ADMINISTRATIVE OFFICER | — |
| [VIDINLI NEDRET ENGIN](https://search.stillhousedata.com/person/804722) | VICE PRESIDENT AND SENIOR ANALYST | — |
| [TYE ROBERT DOWELL](https://search.stillhousedata.com/person/805629) | VICE PRESIDENT, DIRECTOR OF MARKETING | — |
| [TUZUN TAYFUN](https://search.stillhousedata.com/person/809631) | VICE PRESIDENT & SENIOR ANALYST | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| FINANCIAL STOCKS LIMITED PARTNERSHIP | Hedge Fund | — | 53 | $80.2M | $250K |


## Fund service providers (1)

- administrator: APEX FUND SERVICES

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109478/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109478/similar
- Related entities: https://search.stillhousedata.com/firm/109478/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109478

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.