# OTTO & ASSOCIATES, INC.

OTTO & ASSOCIATES, INC. of NORWICH, VT is an SEC-registered investment adviser.

## Registration

- CRD: 109493
- Type: SEC-registered investment adviser
- SEC file number: 801-58024
- Location: 16 BEAVER MEADOW ROAD, NORWICH, VT, 05055
- Phone: 802-649-1946
- Latest filing: 2026-03-26
- Regulatory AUM: $286.6M
- Discretionary AUM: $286.6M
- Clients: 6
- Accounts: 629

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth, Pensions

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| David William Otto | CHIEF EXECUTIVE OFFICER EMERITUS | — |
| Susan Otto Goodell | CHIEF EXECUTIVE OFFICER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER | — |
| Elizabeth Nmi Otto | SHAREHOLDER | — |
| OTTO DAVID WILLIAM | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER EMERITUS (+2 more) | — |
| GOODELL SUSAN OTTO | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER, PRESIDENT, AND CHIEF COMPLIANCE OFFICER; PRESIDENT (+2 more) | — |
| OTTO ELIZABETH | SHAREHOLDER | — |
| OTTO ELIZABETH NMI | SHAREHOLDER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109493/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109493/similar
- Related entities: https://search.stillhousedata.com/firm/109493/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109493

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.