# DALTON INVESTMENTS LLC

DALTON INVESTMENTS LLC of SANTA MONICA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 109538
- Type: SEC-registered investment adviser
- SEC file number: 801-56572
- Location: 1601 CLOVERFIELD BOULEVARD, SUITE 5050 N, SANTA MONICA, CA, 90404
- Phone: 424-231-9100
- Latest filing: 2021-04-30
- Regulatory AUM: $3.3B
- Discretionary AUM: $3.3B
- Clients: 38
- Accounts: 37

## Officers, owners & control persons (27)

_Showing 25 of 27 people._

| Name | Role | Location |
| --- | --- | --- |
| SPRINGER ANDREW MARTIN | VICE PRESIDENT; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| ROSENWALD JAMES BENNO | MANAGING MEMBER; MANAGING MEMBER, DALTON INVESTMENTS LLC; PRESIDENT, ROSENWALD CAPITAL MANAGEMENT INC. (+3 more) | — |
| PERSKY STEVEN DAVID | CHIEF OPERATING OFFICER, DALTON INVESTMENTS, LLC; MANAGING MEMBER; MANAGING MEMBER, DALTON INVESTMENTS, LLC (+2 more) | — |
| MILAN JOY LYNNE | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| COMBS F GIFFORD | EXECUTIVE MANAGING DIRECTOR; EXECUTIVE MANAGING DIRECTOR, DALTON INVESTMENTS LLC; MANAGING DIRECTOR (+1 more) | — |
| ONG BELITA S | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC; MANAGING DIRECTOR (+1 more) | — |
| HEBERT ART | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT, INC., AND PERSKY FINANC (+2 more) | — |
| LYND MICHELLE | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT INC. AND PERSKY FINANCIAL MANAGE | — |
| TIEDEMANN HISAKO | MANAGING DIRECTOR | — |
| PARKER JOHN W | TRUSTEE | — |
| SHERER TODD ALLEN | SENIOR MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR, DALTON INVESTMENTS LLC | — |
| ROSENWALD JR JAMES B | DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC.; DIRECTOR, ROSENWALD CAPITAL MANAGEMENT INC. (RELYING ADVISOR) | — |
| MAHLER LISA | CHIEF COMPLIANCE OFFICER | — |
| AUCHINCLOSS JAMES GORDON | OWNER | — |
| ROSENWALD JILL | TRUSTEE | — |
| LAVELLE ERIN | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | — |
| KRAMER STEVEN OLIVER | CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC AND ROSENWALD CAPITAL MANAGEMENT, INC.; CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC, ROSENWALD CAPITAL MANAGEMENT, INC. AND PERSKY FINANCIAL MANAGEMENT, INC.; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, DALTON INVESTMENTS LLC (+1 more) | — |
| ONG TEK-KHOAN NA | CHAIRMAN, DALTON INVESTMENTS LLC; CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC; OWNER | — |
| ROSENWALD LAURA PARKER | TRUSTEE | — |
| KRAMER STEVEN O | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| LAVELLE ERIN RACHEL | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | — |
| ROSENWALD JILL NA | TRUSTEE OF JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | — |
| PARKER WALTER WELLINGTON | TRUSTEE OF JAMES B ROSENWALD IV TRUST AND JOCELYN M ROSENWALD TRUST | — |
| HUNPADONGRAT JANET NA | CHIEF FINANCIAL OFFICER, DALTON INVESTMENTS LLC | — |
| ALFANDARI SARAH BARBARA | CHIEF EXECUTIVE OFFICER, DALTON INVESTMENTS LLC | — |


## Private funds (7)

Mix: Hedge Fund 6 · Other Private Fund 1

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| DALTON INVESTMENTS TRUST - SERIES B | Other Private Fund | — | 20 | $167.5M | $1.0M |
| DALTON GREATER CHINA (MASTER) FUND LP | Hedge Fund | — | 22 | $54.0M | $1.0M |
| 1937 LP | Hedge Fund | — | 1 | $52.0M | $1.0M |
| DALTON ASIA (MASTER) FUND LP | Hedge Fund | — | 30 | $45.9M | $1.0M |
| DALTON KIZUNA (MASTER) FUND LP | Hedge Fund | — | 28 | $45.1M | $1.0M |
| DALTON INDIA (MASTER) FUND LP | Hedge Fund | — | 52 | $25.2M | $1.0M |
| PACIFIC AND GENERAL (MASTER) FUND, L.P. | Hedge Fund | — | 29 | $23.5M | $1.0M |


## Fund service providers (2)

- administrator: NORTHERN TRUST HEDGE FUND SERVICES LLC — 6 funds
- administrator: INTERNATIONAL FUND SERVICES LLC

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109538/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109538/similar
- Related entities: https://search.stillhousedata.com/firm/109538/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109538

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.