# THE FINANCIAL ADVISORY GROUP, LLC

THE FINANCIAL ADVISORY GROUP, LLC of HOUSTON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 109558
- Type: SEC-registered investment adviser
- SEC file number: 801-54599
- Location: 5599 SAN FELIPE, SUITE 900, HOUSTON, TX, 77056
- Phone: 713-627-7660
- Latest filing: 2024-03-23
- Regulatory AUM: $1.2B
- Discretionary AUM: $1.2B
- Clients: 22
- Accounts: 2,434

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| ALPHONSO RICHARD JOSEPH | CHIEF EXECUTIVE OFFICER & SECRETARY; CHIEF EXECUTIVE OFFICER, SECRETARY, & DIRECTOR; CO-TRUSTEE (+2 more) | — |
| ESTRIN STEVEN ARNOLD | CHAIRMAN; CHAIRMAN/CHIEF COMPLIANCE OFFICER; CHAIRMAN OF INVESTMENT COMMITTEE | — |
| NELSON DARRYL ARTHUR | CHIEF OPERATING OFFICER & PRESIDENT; CHIEF OPERATING OFFICER, PRESIDENT & DIRECTOR; PRESIDENT & DIRECTOR | — |
| WAESCHE DONALD RANDOLPH | CHAIRMAN | — |
| LEAVITT ADAM JAMES | OWNER | — |
| ALPHONSO RICHARD | PRESIDENT | — |
| FRANK ANITA | VICE PRESIDENT | — |
| OKWUONU LYNNETTE DIANE | CHIEF OPERATING OFFICER | — |
| Martinez Juan Diego | CHIEF COMPLIANCE OFFICER | — |
| RIFE STEVEN JOSEPH | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER & DIRECTOR | — |
| BOWEN NATHAN LYNN | CHIEF PLANNING OFFICER | — |
| Sartor Thomas Sayre | CHIEF INVESTMENT STRATEGIST & DIRECTOR; DIRECTOR; OWNER | — |
| Alphonso Connie Bass | CHIEF ADMINISTRATIVE OFFICER; CO-TRUSTEE | — |
| Kolenda Christopher George | OWNER | — |
| SCHARAR RYAN EDWARD | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109558/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109558/similar
- Related entities: https://search.stillhousedata.com/firm/109558/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109558

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.