# SOVEREIGN FINANCIAL SERVICES, INC.

SOVEREIGN FINANCIAL SERVICES, INC. of DENVER, CO is an SEC-registered investment adviser.

## Registration

- CRD: 109575
- Type: SEC-registered investment adviser
- SEC file number: 801-55036
- Location: 1401 17TH STREET, SUITE 1000, DENVER, CO, 80202
- Phone: 303-292-2294
- Latest filing: 2003-01-07
- Regulatory AUM: $3.6B
- Discretionary AUM: $486.6M
- Non-discretionary AUM: $3.2B
- Clients: 11
- Accounts: 6

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| [CATTANACH KATHERINE](https://search.stillhousedata.com/person/782791) | PRESIDENT, DIRECTOR | — |
| [KELLEY MARY FRANCES](https://search.stillhousedata.com/person/782792) | SECRETARY, TREASURER, DIRECTOR | — |
| [RUNBERG DAVID BARNHILL](https://search.stillhousedata.com/person/782793) | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | — |
| [NELSON BRETT ALAN](https://search.stillhousedata.com/person/788383) | CHIEF INVESTMENT OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109575/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109575/similar
- Related entities: https://search.stillhousedata.com/firm/109575/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109575

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.