# PLAZA FINANCIAL ADVISORS INC

PLAZA FINANCIAL ADVISORS INC of CLAYTON, MO is an SEC-registered investment adviser.

## Registration

- CRD: 109593
- Type: SEC-registered investment adviser
- SEC file number: 801-56665
- Location: 101 S. HANLEY RD, STE 1350, CLAYTON, MO, 63105
- Phone: 314-726-0600
- Latest filing: 2011-04-29
- Regulatory AUM: $26.2M
- Discretionary AUM: $5.2M
- Non-discretionary AUM: $21.0M
- Clients: 11
- Accounts: 108

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| DOLAN PETER ERNEST | VICE PRESIDENT; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| BRIGGS THOMAS GERARD | VICE PRESIDENT AND DIRECTOR; VICE PRESIDENT AND SECRETARY | — |
| BENSINGER SCOTT DAVID | PRESIDENT AND DIRECTOR | — |
| MAHER DAVID JOSEPH | EXECUTIVE VICE PRESIDENT AND DIRECTOR | — |
| MEYER STEVEN LAWRENCE | VICE PRESIDENT AND DIRECTOR | — |
| RUBEN MICHAEL SPENCE | VICE PRESIDENT | — |
| BROWNSHER NORMAN DAVID | VICE PRESIDENT AND SECRETARY | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109593/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109593/similar
- Related entities: https://search.stillhousedata.com/firm/109593/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109593

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.