# LITTLEFIELD ASSET MANAGEMENT, INC.

LITTLEFIELD ASSET MANAGEMENT, INC. is an SEC-registered investment adviser.

## Registration

- CRD: 109602
- Type: SEC-registered investment adviser
- SEC file number: 801-132943
- Phone: 404-808-5414
- Latest filing: 2026-05-22
- Regulatory AUM: $141.1M
- Discretionary AUM: $141.1M
- Clients: 1
- Accounts: 114

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| David J Littlefield | CHIEF COMPLIANCE OFFICER / PRESIDENT | — |
| LITTLEFIELD DAVID J | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2013-08-14 | regulatory | THE ORDER ALLEGED LAM AND DAVID LITTLEFIELD TRANSACTED BUSINESS IN THE STATE OF GEORGIA WITHOUT BEING REGISTERED WITH THE STATE OF GEORGIA SECURITIES COMMISSIONER. | Final | $7K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109602/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109602/similar
- Related entities: https://search.stillhousedata.com/firm/109602/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109602

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.