# STRATEGIC FINANCIAL SERVICES, INC.

STRATEGIC FINANCIAL SERVICES, INC. of UTICA, NY is an SEC-registered investment adviser.

## Registration

- CRD: 109677
- Type: SEC-registered investment adviser
- SEC file number: 801-33774
- Location: 114 BUSINESS PARK DRIVE, UTICA, NY, 13502
- Phone: (315)724-1776
- Latest filing: 2026-03-26
- Regulatory AUM: $2.8B
- Discretionary AUM: $2.7B
- Non-discretionary AUM: $148.3M
- Clients: 39
- Accounts: 3,589

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| Aaron R Evans | SENIOR ADVISOR | — |
| Alan Remy Leist | CEO; TRUSTEE | — |
| Kasey John Williams | CHIEF COMPLIANCE OFFICER | — |
| Douglas Scott Walters | CHIEF INVESTMENT OFFICER | — |
| LEIST ALAN REMY | CEO; CHIEF COMPLIANCE OFFICER; CHIEF INVESTMENT OFFICER (+2 more) | — |
| BURNS ANDREW CONOVER | PRESIDENT; PRESIDENT/CHIEF INVESTMENT OFFICER | — |
| VICKS SWEET JUDITH | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CCO; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| MCCARTNEY SCOTT CLYDE | CHIEF OPERATING OFFICER; PRESIDENT/CHIEF INVESTMENT OFFICER | — |
| KOWALCZYK BRADLEY MICHAEL | PRINCIPAL | — |
| WILLIAMS BRUCE JOHN | CHIEF COMPLIANCE OFFICER | — |
| MCCARTNEY SCOTT C | CHIEF OPERATING OFFICER | — |
| LEMIRE DAVID S | MANAGING DIRECTOR | — |
| SWEET JUDITH VICKS | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| MOSHIER MARTIN E | PRINCIPAL | — |
| CLARK JOHN J | SENIOR PORTFOLIO MANAGER | — |
| SWEET-VICKS JUDITH | CHIEF FINANCIAL OFFICER; CHIEF INVESTMENT OFFICER | — |
| EVANS DEREK R | SENIOR ADVISOR | — |
| STEWART JOHN M | DIRECTOR OF INFORMATION TECHNOLOGY | — |
| BUCZKOWSKI IRIS LEE | MANAGING DIRECTOR | — |
| HAILSTON LAURA ELLEN | MANAGING DIRECTOR | — |
| MEININGER NANCY COLLEEN | MANAGING DIRECTOR | — |
| POWERS LAURA ELLEN | MANAGING DIRECTOR | — |
| WALTERS DOUGLAS SCOTT | CHIEF INVESTMENT OFFICER | — |
| VICKS-SWEET JUDITH | PRESIDENT | — |


## Branch offices (10)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| SYRACUSE | NY | 8 | (800) 937-4461 |
| SYRACUSE | NY | 8 | (800) 937-4461 |
| ROME | NY | 3 | 3157241776 |
| ROME | NY | 3 | 3157241776 |
| LITTLE FALLS | NY | 2 | 3157241776 |
| LITTLE FALLS | NY | 2 | 3157241776 |
| WEST PALM BEACH | FL | 1 | 3157241776 |
| WEST PALM BEACH | FL | 1 | 3157241776 |
| ROCHESTER | NY | 1 | 315724176 |
| ROCHESTER | NY | 1 | 315724176 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109677/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109677/similar
- Related entities: https://search.stillhousedata.com/firm/109677/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109677

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.