# SAXON WOODS ADVISORS LLC

SAXON WOODS ADVISORS LLC of PURCHASE, NY is an SEC-registered investment adviser.

## Registration

- CRD: 109686
- Type: SEC-registered investment adviser
- SEC file number: 801-56910
- Location: 2500 WESTCHESTER AVENUE, SUITE 300, PURCHASE, NY, 10577
- Phone: 914-251-0880
- Latest filing: 2026-03-30
- Regulatory AUM: $669.6M
- Discretionary AUM: $669.6M
- Clients: 12
- Accounts: 161

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (27)

_Showing 25 of 27 people._

| Name | Role | Location |
| --- | --- | --- |
| [Brian David Robling](https://search.stillhousedata.com/person/696197) | CHIEF COMPLIANCE OFFICER | — |
| [Arleen Marie Baez](https://search.stillhousedata.com/person/708300) | CHIEF OPERATIONS OFFICER; MANAGING MEMBER | — |
| [Susan Conway Norris](https://search.stillhousedata.com/person/708304) | CHIEF COMPLIANCE OFFICER | — |
| [Mark Thomas Spellman](https://search.stillhousedata.com/person/708305) | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| [Sarah Marie Hunt](https://search.stillhousedata.com/person/708306) | CHIEF MARKET STRATEGIST | — |
| [Brian Scott Hennessey](https://search.stillhousedata.com/person/708307) | CHIEF INVESTMENT OFFICER | — |
| [PALMER RONALD GEORGE](https://search.stillhousedata.com/person/729233) | CHIEF FINANCIAL OFFICER | — |
| [CORRADO KENNETH VINCENT](https://search.stillhousedata.com/person/737464) | CHIEF COMPLIANCE OFFICER | — |
| [LIEBER SAMUEL ALFRED](https://search.stillhousedata.com/person/753112) | LIMITED PARTNER; MEMBER; PRESIDENT | — |
| [FLAMM SHELDON ROY](https://search.stillhousedata.com/person/753113) | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |
| [LIEBER STEPHEN ANDREW](https://search.stillhousedata.com/person/753114) | CHAIRMAN; LIMITED PARTNER; MEMBER | — |
| [FLAMM SHELDON R](https://search.stillhousedata.com/person/759791) | CHIEF OPERATING OFFICER | — |
| [HUNT SARAH MARIE](https://search.stillhousedata.com/person/763311) | CHIEF MARKET STRATEGIST | — |
| [ARROYO ARLEEN MARIE](https://search.stillhousedata.com/person/765248) | CHIEF OPERATIONS OFFICER | — |
| [LI MEIMEI](https://search.stillhousedata.com/person/774248) | PRINCIPAL FINANCIAL OFFICER | — |
| [MEGYESI JOHN MICHAEL](https://search.stillhousedata.com/person/774249) | CHIEF COMPLIANCE OFFICER | — |
| [SPELLMAN MARK THOMAS](https://search.stillhousedata.com/person/779362) | CHIEF EXECUTIVE OFFICER; MEMBER | — |
| [SIEMBAB HELEN](https://search.stillhousedata.com/person/783284) | PORTFOLIO ADMINISTRATOR | — |
| [KLEPACKI LORRAINE MARIE](https://search.stillhousedata.com/person/783285) | DIRECTOR OF TRADING | — |
| [CHAN VICTOR WEN](https://search.stillhousedata.com/person/791525) | CHIEF FINANCIAL OFFICER | — |
| [BAEZ ARLEEN MARIE](https://search.stillhousedata.com/person/804905) | CHIEF OPERATIONS OFFICER; MANAGING MEMBER; PRINCIPAL | — |
| [BREITMAN MATTHEW KANE](https://search.stillhousedata.com/person/828082) | GENERAL COUNSEL | — |
| [ZUFFANTE JAY ROBERT](https://search.stillhousedata.com/person/831962) | CONTROLLER | — |
| [NORRIS SUSAN CONWAY](https://search.stillhousedata.com/person/833605) | CHIEF COMPLIANCE OFFICER | — |
| [BAEZ ARLEEN M](https://search.stillhousedata.com/person/844296) | CHIEF OPERATIONS OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109686/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109686/similar
- Related entities: https://search.stillhousedata.com/firm/109686/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109686

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.