# TRI-AD CAPITAL MANAGEMENT, INC.

TRI-AD CAPITAL MANAGEMENT, INC. of ESCONDIDO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 109687
- Type: SEC-registered investment adviser
- SEC file number: 801-108470
- Location: 221 W CREST STREET, SUITE 300, ESCONDIDO, CA, 92025
- Phone: 760-743-7555
- Latest filing: 2022-03-15
- Regulatory AUM: $448.9M
- Discretionary AUM: $5.7M
- Non-discretionary AUM: $443.2M
- Clients: 5
- Accounts: 52

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| HAMILTON CURTIS DUANE | PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Simons Judy Ann | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109687/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109687/similar
- Related entities: https://search.stillhousedata.com/firm/109687/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109687

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.