# SMBC ASSET MANAGEMENT, INC.

SMBC ASSET MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 109691
- Type: SEC-registered investment adviser
- SEC file number: 801-136399
- Location: 277 PARK AVENUE, 5TH FLOOR, NEW YORK, NY, 10172
- Phone: 212-418-3030
- Latest filing: 2026-05-08
- Clients: 6

## Business model

- Compensation: Other
- Clients served: Investment cos, Other

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| HOSHINO KIYOTAKA | CHAIRMAN; DIRECTOR; PRESIDENT | — |
| FUKUMURO EIJI | DIRECTOR | — |
| UEMATSU YOSHIAKI | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR; PRESIDENT & CEO (+1 more) | — |
| OGAWA KOICHI | DIRECTOR | — |
| TANAKA HIDEO | PRESIDENT & CEO | — |
| ICHIJO SHUNSUKE | CHAIRMAN; DIRECTOR | — |
| KANAMURA AKIHIKO | DIRECTOR | — |
| TAMAMURA TOSHIHISA | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| HAGGERTY MARGARET ROSE | PORTFOLIO MANAGER | — |
| CONNELLY STEPHEN P | PORTFOLIO MANAGER | — |
| WAKABAYASHI NOBUMASA | DIRECTOR | — |
| MATSUBARA HITOMI | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| OTSUKA SUNAO | DIRECTOR | — |
| SHIRAKI HISASHI | DIRECTOR | — |
| NAKAMURA CHIKARA | DIRECTOR | — |
| UEHARA SHINICHIRO | DIRECTOR | — |
| OBARA MICHIO | DIRECTOR | — |
| OZAKI HIDEOMI | DIRECTOR | — |
| Tsuyoshi (Nmn) Niijima | PRESIDENT AND CEO / DIRECTOR | — |
| Wei (Nmn) Zhao | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109691/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109691/similar
- Related entities: https://search.stillhousedata.com/firm/109691/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109691

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.