# NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY of MILWAUKEE, WI is an SEC-registered investment adviser.

## Registration

- CRD: 109729
- Type: SEC-registered investment adviser
- SEC file number: 801-60052
- Location: 611 E. WISCONSIN AVENUE, SUITE 100, MILWAUKEE, WI, 53202
- Phone: 877-888-6827
- Latest filing: 2007-03-30
- Regulatory AUM: $1.0B
- Discretionary AUM: $643.1M
- Non-discretionary AUM: $380.3M
- Clients: 251
- Accounts: 1,693

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| BECKER JOHN A | DIRECTOR | — |
| ZORE EDWARD JOHN | DIRECTOR | — |
| MCGAFFEY JERE DREW | DIRECTOR | — |
| BREMER JOHN MICHAEL | DIRECTOR | — |
| JOHNSON GREGORY GEORGE | ACTING CHIEF OPERATING OFFICER; CHIEF EXECUTIVE OFFICER / PRESIDENT; VICE PRESIDENT - ADMINISTRATION | — |
| MITCHELL MARK WILSON | VICE PRESIDENT - SALES; VICE PRESIDENT - SALES AND INVESTMENTS | — |
| TIPPETTS JAMES EDWARD | DIRECTOR; DIRECTOR/PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| SCHLIFSKE JOHN EDWARD | DIRECTOR | — |
| ERNE DAVID ANTHONY | DIRECTOR | — |
| MCLENNON MARK JOHN | VICE PRESIDENT - ADVISORY SERVICES | — |
| DOBERSTEIN MICHAEL PAUL | CHIEF COMPLIANCE OFFICER | — |
| POWERS PATRICK DAVID | DIRECTOR OF OPERATIONS; DIRECTOR OF TRUST OPERATIONS; VICE PRESIDENT OF OPERATIONS/ADMINISTRATION | — |
| ULRICH THOMAS WAYNE | CHIEF COMPLIANCE OFFICER | — |
| ROSS MASON G | DIRECTOR | — |
| KAUFMAN LORAN MICHELE | CHIEF INVESTMENT OFFICER | — |
| ANDERSON THOMAS ROY | V.P. SALES/MARKETING | — |
| GRAFF STEPHEN NEY | DIRECTOR | — |
| MARKOFF MICHELLE ANN | CHIEF COMPLIANCE OFFICER | — |
| WRIGHT EMMETT MATTHEW | CHIEF INVESTMENT OFFICER | — |
| BELLI-FUCHS LISA MARIE | CHIEF OPERATIONS OFFICER | — |
| KUNDERT DAVID JON | DIRECTOR | — |
| ERICSON JAMES DONALD | DIRECTOR | — |
| STECKLEIN LEONARD FRANK | DIRECTOR | — |
| GLASS PAUL EDWIN | DIRECTOR,PRESIDENT,CEO | — |
| PATRICK SUSAN BLINK | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109729/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109729/similar
- Related entities: https://search.stillhousedata.com/firm/109729/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109729

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.