# MAI CAPITAL MANAGEMENT, LLC

MAI CAPITAL MANAGEMENT, LLC of CLEVELAND, OH is an SEC-registered investment adviser.

## Registration

- CRD: 109807
- Type: SEC-registered investment adviser
- SEC file number: 801-58104
- Location: 6050 OAK TREE BLVD, SUITE 500, CLEVELAND, OH, 44131
- Phone: (216) 920-4800
- Latest filing: 2026-07-02
- Regulatory AUM: $52.1B
- Discretionary AUM: $35.7B
- Non-discretionary AUM: $16.4B
- Clients: 562
- Accounts: 48,547

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other

## Officers, owners & control persons (68)

_Showing 25 of 68 people._

| Name | Role | Location |
| --- | --- | --- |
| DAVID CHIH HOU | MANAGING PARTNER | Los Angeles, CA |
| JANE FRANCES EAGLE | MANAGING PARTNER | LOS ANGELES, CA |
| Richard James Buoncore | CHAIRMAN & CHIEF EXECUTIVE OFFICER; EXECUTIVE CHAIRMAN; EXECUTIVE CHAIRMAN & CHIEF EXECUTIVE OFFICER | — |
| James D Kacic | MANAGING PARTNER AND CHIEF OPERATING OFFICER | — |
| John Daniel Zaller | MANAGING PARTNER | — |
| Mark Jonathan Happe | CHIEF COMPLIANCE OFFICER | — |
| Leslie Drockton | GENERAL COUNSEL | — |
| Kurt David Nye | MANAGING PARTNER & CHIEF INVESTMENT OFFICER | — |
| Joseph R Mclean | MANAGING PARTNER | — |
| Philip Noftsinger | CHIEF FINANCIAL OFFICER | — |
| Albert Edward Macdonald | MANAGING PARTNER | — |
| Jay David Sanders | MANAGING PARTNER | — |
| Kurt Jay Schoeppler | EXECUTIVE COMMITTEE MEMBER | — |
| SUMMERS MARK HUNTER | CHIEF OPERATING OFFICER; MEMBER | — |
| SCHWARTZ ERIC STUART | MEMBER | — |
| STEFFENS JOHN LAUNDON | DIRECTOR | — |
| LEE QUINCY JAMES | DIRECTOR | — |
| NOVAK LAURA ANN | CHIEF COMPLIANCE OFFICER AND OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER, ACTING COMPLIANCE OFFICER (+1 more) | — |
| HAPPE MARK JONATHAN | CHIEF COMPLIANCE OFFICER | — |
| GRAY GERALD HOWARD | CHIEF INVESTMENT OFFICER; CO - CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER (+1 more) | — |
| BARTOS THOMAS JAMES | CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER | — |
| BUONCORE RICHARD JAMES | EXECUTIVE CHAIRMAN; MANAGING PARTNER; MEMBER (+1 more) | — |
| CHAIT BRIAN MARTIN | CO-CHIEF INVESTMENT OFFICER; OWNER | — |
| RAYBURN ANDREW | MEMBER; MEMBER - TRUST; OWNER | — |
| DELLARATTA RALPH MICHAEL | OWNER | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |


## Private funds (33)

Mix: Real Estate Fund 11 · Private Equity Fund 22

_Showing 15 of 33 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| MAI CAPITAL GP STAKING FUND LP | Private Equity Fund | Delaware | 527 | $170.9M | $125K |
| MAI CAPITAL INCOME AND GROWTH FUND VI, QP | Real Estate Fund | Delaware | 532 | $157.0M | $100K |
| MAI CAPITAL INCOME AND GROWTH FUND V QP, L.P. | Real Estate Fund | Delaware | 191 | $110.3M | $100K |
| MAI GLADE BROOK VENTURE FUND LP | Real Estate Fund | Delaware | 147 | $84.4M | $100K |
| MAI CAPITAL SPORTS AND ENTERTAINMENT SEEDING FUND LP | Private Equity Fund | Delaware | 187 | $57.1M | $250K |
| MAI DIVERSIFIED REAL ESTATE INCOME FUND, L.P. | Real Estate Fund | Delaware | 104 | $37.1M | $250K |
| MAI CAPITAL INCOME AND GROWTH FUND IV, L.P. | Real Estate Fund | Delaware | 94 | $28.8M | $100K |
| MAI DIVERSIFIED REAL ESTATE INCOME FUND III, L.P. | Real Estate Fund | Delaware | 66 | $28.0M | $100K |
| MAI SOLAMERE PRIVATE EQUITY FUND LP | Private Equity Fund | Delaware | 74 | $23.7M | $150K |
| MAI DIVERSIFIED REAL ESTATE INCOME FUND II, L.P. | Real Estate Fund | Delaware | 78 | $18.9M | $250K |
| MAI CAPITAL SECONDARIES INFRASTRUCTURE SOLUTION, L.P. | Private Equity Fund | Delaware | 352 | $18.8M | $150K |
| MAI CAPITAL INCOME AND GROWTH FUND VI QC | Real Estate Fund | Delaware | 100 | $18.6M | $100K |
| MAI AFFORDABLE HOUSING FUND, L.P. | Real Estate Fund | Delaware | 62 | $14.6M | $100K |
| MAI CAPITAL INCOME AND GROWTH FUND V QC, L.P. | Real Estate Fund | Delaware | 71 | $12.6M | $100K |
| MAI SOLAMERE SERIES IV LEADERS FUND, LP | Private Equity Fund | Delaware | 48 | $10.8M | $150K |


## Branch offices (39)

_Showing 15 of 39 offices._

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PONTE VEDRA BEACH | FL | 15 | 2169204800 |
| CINCINNATI | OH | 9 | 513-871-4555 |
| COLUMBUS | OH | 8 | 513-579-9400 |
| SAN RAMON | CA | 8 | 925-498-1940 |
| COLUMBIA | MD | 7 | 443-766-7160 |
| CHARLOTTE | NC | 7 | 704-547-3100 |
| NEWPORT BEACH | CA | 6 | 216-920-4960 |
| LAFAYETTE | CA | 6 | 925-962-1100 |
| ASHBURN | VA | 6 | 240-268-1000 |
| NEW YORK | NY | 6 | 212-218-5300 |
| LITTLE ROCK | AR | 5 | 501-228-0040 |
| ST LOUIS | MO | 5 | 314-400-5000 |
| NEW CASTLE | PA | 5 | 216-514-7650 |
| MARRIOTTSVILLE | MD | 5 | 410-997-8000 |
| ELLICOTT CITY | MD | 5 | 410.465.4321 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109807/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109807/similar
- Related entities: https://search.stillhousedata.com/firm/109807/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109807

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.