# RTW FINANCIAL ADVISORS INC

RTW FINANCIAL ADVISORS INC of DALLAS, TX is an SEC-registered investment adviser.

## Registration

- CRD: 109934
- Type: SEC-registered investment adviser
- SEC file number: 801-38676
- Location: 5757 ALPHA ROAD, SUITE 700, DALLAS, TX, 75240
- Phone: 972-960-1212
- Latest filing: 2026-06-22
- Regulatory AUM: $581.0M
- Discretionary AUM: $545.3M
- Non-discretionary AUM: $35.7M
- Clients: 11
- Accounts: 521

## Business model

- Compensation: % of AUM, Hourly, Fixed, Commissions
- Clients served: Individuals, High net worth, Charities

## Officers, owners & control persons (8)

| Name | Role | Location |
| --- | --- | --- |
| Joshua Taylor Jones | CHIEF COMPLIANCE OFFICER | — |
| Peter Howard Roe | PRESIDENT; VICE PRESIDENT | — |
| Morris C Williams | TREASURER; TREASURER, CHIEF COMPLIANCE OFFICER | — |
| ROE PETER HOWARD | CHAIRMAN/TREASURER; PRESIDENT; VICE PRESIDENT | — |
| WILLIAMS MORRIS CHRISTOPHER | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS SANDRA C | TREASURER, CHIEF COMPLIANCE OFFICER | — |
| WILLIAMS MORRIS C KIT | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Stephen Tyler Mckimmey | PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109934/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109934/similar
- Related entities: https://search.stillhousedata.com/firm/109934/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109934

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.