# STRATEGY ASSET MANAGERS L.L.C.

STRATEGY ASSET MANAGERS L.L.C. of PASADENA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 109939
- Type: SEC-registered investment adviser
- SEC file number: 801-60049
- Location: 790 E. COLORADO BLVD, SUITE 200, PASADENA, CA, 91101
- Phone: 626-657-0559
- Latest filing: 2026-06-11
- Regulatory AUM: $930.1M
- Discretionary AUM: $930.1M
- Clients: 10
- Accounts: 1,458

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Thomas Woodward Hulick | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; MANAGING MEMBER | — |
| JENSEN BRUCE JOHN | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER; CHIEF COMPLIANCE OFFICER , CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER; CHIEF OPERATING OFFICER, CO-CHIEF INVESTMENT OFFICER | — |
| DEMICHELE ROBERT MICHAEL | CHIEF INVESTMENT OFFICER; PRESIDENT; PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| WATERMAN-SANTIAGO CECELIA LOUISE | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | — |
| WAPNICK ALAN HOWARD | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | — |
| WELCH CHRISTOPHER JOHN | CHIEF FINANCIAL OFFICER | — |
| JAMISON DENIS PETER | SENIOR VICE PRESIDENT | — |
| WAPNICK ALAN H | SENIOR VICE PRESIDENT-DIRECTOR OF GLOBAL STRATEGY | — |
| CONNOLLY PINTO CECILIA | CHIEF FINANCIAL OFFICER | — |
| WATERMANSANTIAGO CECELIA LOUISE | SENIOR VICE PRESIDENT - MARKETING & CLIENT SERVICES | — |
| MARKEL GREGORY SCOTT | CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR, SENIOR INVESTMENT STRATEGIST.; MANAGING DIRECTOR, SENIOR PORTFOLIO MANANGER | — |
| HULICK THOMAS WOODWARD | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER (+1 more) | — |
| DORREL NEIL OLIVER | MANAGING DIRECTOR, SALES AND MARKETING | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-05-06 | civil | IN HIS SECOND AMENDED COMPLAINT FILED IN JUNE 2023, PLAINTIFF, A SOPHISTICATED REAL ESTATE LAWYER AND REGISTERED PATENT ATTORNEY, SOUGHT DAMAGES OF $232,722 AGAINST SEVERAL DEFENDANTS FOR VARIOUS CAUSES OF ACTION INVOLVING LOSSES IN FOREIGN EXCHANGE TRADING IN FEBRUARY 2018. PLAINTIFF ALLEGED THAT H… | Pending | — |
| 2020-05-06 | civil | IN HIS SECOND AMENDED COMPLAINT FILED IN JUNE 2023, PLAINTIFF, A SOPHISTICATED REAL ESTATE LAWYER AND REGISTERED PATENT ATTORNEY, SOUGHT DAMAGES OF $232,722 AGAINST SEVERAL DEFENDANTS FOR VARIOUS CAUSES OF ACTION INVOLVING LOSSES IN FOREIGN EXCHANGE TRADING IN FEBRUARY 2018. PLAINTIFF ALLEGED THAT H… | Final | — |
| — | regulatory | — | — | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| HCM-SOF I, LLC | Venture Capital Fund | Delaware | 39 | $6.0M | $50K |
| HCM - SOF II, LLC | Venture Capital Fund | Delaware | 57 | $5.4M | $25K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| WESTPORT | CT | 2 | 201-822-3001 |
| WOODCLIFF LAKE | NJ | 1 | 2018223001 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/109939/brochure
- Similar advisers: https://search.stillhousedata.com/firm/109939/similar
- Related entities: https://search.stillhousedata.com/firm/109939/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/109939

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.