# ICE DATA PRICING & REFERENCE DATA, LLC

ICE DATA PRICING & REFERENCE DATA, LLC of NEW YORK, NY is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 110037
- Type: SEC-registered investment adviser
- SEC file number: 801-55222
- Location: 11 WALL STREET, NEW YORK, NY, 10005
- Phone: 212-656-3000
- Latest filing: 2026-05-18
- Clients: 306

## Business model

- Compensation: Fixed, Other
- Clients served: State/municipal, Other

## Officers, owners & control persons (46)

_Showing 25 of 46 people._

| Name | Role | Location |
| --- | --- | --- |
| [Andrea Lorin O'Rourke](https://search.stillhousedata.com/person/703514) | SECRETARY & VICE PRESIDENT LEGAL | — |
| [Christopher Paul Krupa](https://search.stillhousedata.com/person/703515) | PRESIDENT | — |
| [Michael Gerard Mcmaster](https://search.stillhousedata.com/person/703516) | CHIEF COMPLIANCE OFFICER | — |
| [Brian Lane Bell](https://search.stillhousedata.com/person/703517) | TREASURER | — |
| [Mark Jonathan Heckert](https://search.stillhousedata.com/person/703518) | CHIEF OPERATING OFFICER, DATA SERVICES | — |
| [CLARK STUART JAMES](https://search.stillhousedata.com/person/740050) | DIRECTOR; PRESIDENT & DIRECTOR | — |
| [GRIEVE WILLIAM WRIGHT](https://search.stillhousedata.com/person/740051) | SR. VICE PRESIDENT, TREASURER; SR. VICE PRESIDENT, TREASURER & DIRECTOR | — |
| [KING JOHN LAWRENCE](https://search.stillhousedata.com/person/740052) | CHIEF OPERATING OFFICER & DIRECTOR; CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER & DIRECTOR | — |
| [D'ARCY RAYMOND LEO](https://search.stillhousedata.com/person/740053) | DIRECTOR; DIRECTOR & CHAIRMAN; DIRECTOR & VICE CHAIRMAN (+3 more) | — |
| [LOEW ANDREA HELENA](https://search.stillhousedata.com/person/740054) | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY; VICE PRESIDENT, GENERAL COUNSEL & CORPORATE SECRETARY | — |
| [ABELA ALIZABETH ANN](https://search.stillhousedata.com/person/740055) | DIRECTOR, GLOBAL PRICING; DIRECTOR, GLOBAL PRICING (CORPORATES); SENIOR DIRECTOR, GLOBAL FIXED INCOME EVALUATIONS (+1 more) | — |
| [BRASCH ARTHUR JOSEPH](https://search.stillhousedata.com/person/740056) | DIRECTOR, MUNIVIEW & MUNICIPALS; SENIOR DIRECTOR, FIXED INCOME BUSINESS SUPPORT; VICE PRESIDENT, EVALUATION OPERATIONS (+1 more) | — |
| [ADAMS SAMUEL ELWOOD](https://search.stillhousedata.com/person/740057) | DIRECTOR, METHODOLOGIES; SENIOR DIRECTOR, METHODOLOGIES | — |
| [CRANE STEVEN GORDON](https://search.stillhousedata.com/person/740058) | DIRECTOR; EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER; PRESIDENT & DIRECTOR | — |
| [BECKER DEBORAH SWINFORD](https://search.stillhousedata.com/person/740059) | CHIEF COMPLIANCE OFFICER | — |
| [SIMPSON ROBIN DAVID](https://search.stillhousedata.com/person/740060) | SENIOR VICE PRESIDENT, CONTENT & OPERATIONS; VICE PRESIDENT, DATA OPERATIONS | — |
| [ROBBINS JOHN FRANKLYN](https://search.stillhousedata.com/person/742478) | CHIEF COMPLIANCE OFFICER | — |
| [SCHUYLER STEPHEN CHARLES](https://search.stillhousedata.com/person/761170) | CHIEF COMPLIANCE OFFICER | — |
| [HOFFMAN PHILIP JOSEPH](https://search.stillhousedata.com/person/784257) | DIRECTOR | — |
| [BLANCE IAN PETER](https://search.stillhousedata.com/person/784258) | VICE PRESIDENT, CAPITAL MARKETS; VICE PRESIDENT EVALUATION SERVICES; VICE PRESIDENT FIXED INCOME SERVICES | — |
| [MIANO STEVEN MICHAEL](https://search.stillhousedata.com/person/784259) | DIRECTOR, GLOBAL DATA COLLECTION - CMO'S, ASSET-BACKED SECURITIES, CORPORATE BONDS | — |
| [HEPSWORTH MARK GRAHAM](https://search.stillhousedata.com/person/787037) | PRESIDENT; PRESIDENT & DIRECTOR | — |
| [HECKERT MARK JONATHAN](https://search.stillhousedata.com/person/787038) | CHIEF OPERATING OFFICER, DATA SERVICES; MANAGING DIRECTOR, GLOBAL EVALUATED SERVICES OPERATIONS; PRESIDENT (+1 more) | — |
| [DUGGAN ELIZABETH ANN](https://search.stillhousedata.com/person/787039) | CHIEF OPERATING OFFICER, EVALUATIONS; MANAGING DIRECTOR, EVALUATED SERVICES; MANAGING DIRECTOR, EVALUATIONS | — |
| [WILLIAMS CORT JEFFREY](https://search.stillhousedata.com/person/787040) | PRESIDENT - SALES; PRESIDENT, SALES AND MARKETING AND DIRECTOR; PRESIDENT - SALES & DIRECTOR | — |


## Disclosures (3)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-12-09 | regulatory | THE SEC ALLEGED A VIOLATION BY ICE DATA PRICING & REFERENCE DATA, LLC OF SECTION 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 AND RULE 206(4)-7 THEREUNDER RELATING TO THE SEC'S ALLEGATIONS THAT ICE DATA PRICING & REFERENCE DATA, LLC FAILED TO ADOPT AND IMPLEMENT POLICIES AND PROCEDURES REASONABLY D… | Final | $8.0M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110037/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110037/similar
- Related entities: https://search.stillhousedata.com/firm/110037/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110037

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.