# TDAM USA INC.

TDAM USA INC. of TORONTO, ONTARIO is an SEC-registered investment adviser.

## Registration

- CRD: 110088
- Type: SEC-registered investment adviser
- SEC file number: 801-50261
- Location: 161 BAY STREET, 35TH FLOOR, TD CANADA TRUST TOWER, TORONTO, ONTARIO, M5J 2T2
- Phone: 888-834-6339
- Latest filing: 2022-01-27
- Regulatory AUM: $4.9B
- Discretionary AUM: $4.9B
- Clients: 433
- Accounts: 424

## Officers, owners & control persons (53)

_Showing 25 of 53 people._

| Name | Role | Location |
| --- | --- | --- |
| WATERHOUSE LAWRENCE MICHAEL | DIRECTOR | — |
| BARNETT DAVID ANDREW | CHIEF COMPLIANCE OFFICER | — |
| FEIN KEVIN LINDSEY | CHIEF COMPLIANCE OFFICER | — |
| MURDOCK BRIAN ANDREW | CHAIR AND DIRECTOR; CHAIR OF BOARD AND CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER | — |
| TEICHNER MICHELE RANDY | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER \[PREVIOUSLY SENIOR VICE PRESIDENT, CHIEF COMLIANCE OFFICER\] (+2 more) | — |
| NEIMAN RICHARD HOWARD | EXECUTIVE VICE PRESIDENT, SECRETARY, GENERAL COUNSEL, DIRECTOR; SECRETARY, GENERAL COUNSEL, DIRECTOR | — |
| MACLELLAN ROBERT FRANCIS | CHAIR AND DIRECTOR | — |
| PALK BARBARA FRANK | PRESIDENT; PRESIDENT AND DIRECTOR | — |
| THORFINNSON RODNEY MICHAEL | CHIEF ADMINISTRATION OFFICER; CHIEF ADMINISTRATIVE OFFICER, CHIEF RISK OFFICER AND DIRECTOR; CHIEF OPERATING OFFICER, CHIEF RISK OFFICER (+2 more) | — |
| RAI SATISH CHANDER | OFFICER; VICE CHAIR | — |
| FULTON WILLIAM ROBERT | DIRECTOR AND OFFICER; OFFICER | — |
| MINER RUSSELL BRUCE KENNETH | OFFICER; VICE CHAIR | — |
| LANG MALCOLM S | CHIEF FINANCIAL OFFICER AND DIRECTOR | — |
| BELL MARK DENNIS | DIRECTOR; OFFICER | — |
| FOUBERT DEBRA MARIE | CHIEF COMPLIANCE OFFICER | — |
| MARCUSE KENNETH W | CHIEF COMPLIANCE OFFICER | — |
| SONG WILLIAM | SECRETARY, GENERAL COUNSEL, DIRECTOR | — |
| CAMPANELLA JANIS | ASSISTANT SECRETARY | — |
| THOMPSON TIMOTHY MAURICE | CHIEF OPERATING OFFICER; VICE CHAIR (INSTITUTIONAL) | — |
| HATANAKA WILLIAM HARRY | DIRECTOR, PRESIDENT & CEO (WEALTH MANAGEMENT) | — |
| GABEL JOHN TERRANCE | CHIEF FINANCIAL OFFICER AND TREASURER | — |
| SIMMONDS JAMES DAVID | CHIEF COMPLIANCE OFFICER | — |
| DAVIS ADELAIDE S | DIRECTOR | — |
| STUBBINGTON JANE RAE | ASSISTANT SECRETARY | — |
| PETRILLI FRANK JOSEPH | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT, DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110088/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110088/similar
- Related entities: https://search.stillhousedata.com/firm/110088/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110088

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.