# KEN STERN & ASSOCIATES INC

KEN STERN & ASSOCIATES INC of SAN DIEGO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 110092
- Type: SEC-registered investment adviser
- SEC file number: 801-56991
- Location: 3655 NOBEL DRIVE, SUITE 630, SAN DIEGO, CA, 92122
- Phone: 858-485-0404
- Latest filing: 2018-07-30
- Regulatory AUM: $408.2M
- Discretionary AUM: $358.1M
- Non-discretionary AUM: $50.1M
- Clients: 9
- Accounts: 871

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| BOROWSKI LUANNE MARIE | COMPLIANCE OFFICER | — |
| STERN KENNETH AARON | PRESIDENT; PRESIDENT, CEO, MANAGING DIRECTOR, PORTFOLIO MANAGER, ANALYST; STOCKHOLDER | — |
| LOVELL-STERN SUSAN ROSEMARY | BENEFICIAL OWNER | — |
| HOFFMAN ERIC GEOFFREY | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, SECRETARY (+2 more) | — |
| QUINN ANN DIANGELIS | SECRETARY | — |
| HUCK DANIEL P | CHIEF COMPLIANCE OFFICER | — |
| MITCHELL CHRISTOPHER MILLS | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CORPORATE SECRETARY | — |
| HINCK KATHERINE SUE | CHIEF COMPLIANCE OFFICER | — |
| HENDRICKS BRIAN SCOTT | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, CCO (AS OF 2/2016) | — |
| RAMACHANDRAN ANISH | CHIEF INVESTMENT OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110092/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110092/similar
- Related entities: https://search.stillhousedata.com/firm/110092/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110092

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.