# TOMPKINS WEALTH MANAGEMENT INC.

TOMPKINS WEALTH MANAGEMENT INC. of PITTSFORD, NY is an SEC-registered investment adviser.

## Registration

- CRD: 110125
- Type: SEC-registered investment adviser
- SEC file number: 801-18453
- Location: 179 SULLY'S TRAIL, SUITE 200, PITTSFORD, NY, 14534-4599
- Phone: 585.248.0050
- Latest filing: 2014-03-31
- Regulatory AUM: $632.8M
- Discretionary AUM: $632.8M
- Clients: 19
- Accounts: 1,381

## Officers, owners & control persons (27)

_Showing 25 of 27 people._

| Name | Role | Location |
| --- | --- | --- |
| [MUTI ROBERT WILLIAM](https://search.stillhousedata.com/person/739475) | MANAGING DIRECTOR PENNSYLVANIA | — |
| [WARNER BARBARA ANNE](https://search.stillhousedata.com/person/751403) | CHIEF COMPLIANCE OFFICER | — |
| [KLEIN DARIAN JOSEPH](https://search.stillhousedata.com/person/751549) | DIRECTOR | — |
| [ROGERS RICHARD JAMES](https://search.stillhousedata.com/person/754442) | CEO, DIRECTOR; COO; COO, DIRECTOR | — |
| [GUGINO ANTHONY LOUIS](https://search.stillhousedata.com/person/758545) | EVP & CCO; EVP, CCO, DIRECTOR; EVP, DIRECTOR | — |
| [ACHZET RUSSELL KEITH](https://search.stillhousedata.com/person/758547) | CEO; CEO, DIRECTOR; FOUNDER, VICE CHAIRMAN OF THE BOARD | — |
| [FULMER JAMES W](https://search.stillhousedata.com/person/758548) | CHAIRMAN OF THE BOARD | — |
| [BYRNES JAMES J](https://search.stillhousedata.com/person/758549) | SECRETARY | — |
| [ROMAINE STEPHEN S](https://search.stillhousedata.com/person/758550) | DIRECTOR | — |
| [WERSHING FRANCIS STEPHEN](https://search.stillhousedata.com/person/758673) | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & DIRECTOR | — |
| [PALAZZO DAWN KATHLEEN](https://search.stillhousedata.com/person/758674) | EXECUTIVE VICE PRESIDENT AND DIRECTOR OF  BUSINESS DEVELOPMENT; PRESIDENT | — |
| [WELCH HARRY WILLIAM](https://search.stillhousedata.com/person/760476) | PRESIDENT; PRESIDENT, DIRECTOR | — |
| [BATTAGLIA PAUL JOHN](https://search.stillhousedata.com/person/772625) | DIRECTOR | — |
| [HARTZ GREGORY JOHN](https://search.stillhousedata.com/person/772626) | CEO AND CHAIRMAN OF THE BOARD; CEO AND DIRECTOR; CHAIRMAN OF THE BOARD (+1 more) | — |
| [WATSON JAMES JOSEPH](https://search.stillhousedata.com/person/781589) | V.P. | — |
| [SHIRER KATHRYN LAMM](https://search.stillhousedata.com/person/789351) | V.P. | — |
| [FERREN VICTORIA ANN](https://search.stillhousedata.com/person/789352) | V.P. | — |
| [HAELEN LAURIE ANN](https://search.stillhousedata.com/person/790765) | MANAGING DIRECTOR WESTERN NEW YORK; MANAGING DIRECTOR WESTERN NEW YORK AND DIRECTOR OF INVESTMENT SERVICES; SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES | — |
| [FULMER JAMES WALTER](https://search.stillhousedata.com/person/822101) | DIRECTOR | — |
| [FESSENDEN DANIEL JAMES](https://search.stillhousedata.com/person/822102) | DIRECTOR | — |
| [HAYNES CARL E](https://search.stillhousedata.com/person/822103) | DIRECTOR | — |
| [PRONTI SCOTT](https://search.stillhousedata.com/person/822104) | VP HUMAN RESOURCES | — |
| [OTOOLE TIFFANY CLAUDINE](https://search.stillhousedata.com/person/822105) | MANAGING DIRECTOR HUDSON VALLEY | — |
| [BENEDICT-JONES MICHELLE](https://search.stillhousedata.com/person/822106) | MANAGING DIRECTOR CENTRAL NEW YORK | — |
| [BERKMAN BRUCE WARREN](https://search.stillhousedata.com/person/822107) | CHIEF INVESTMENT STRATEGIST | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110125/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110125/similar
- Related entities: https://search.stillhousedata.com/firm/110125/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110125

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.