# L.J. ALTFEST & CO., INC.

L.J. ALTFEST & CO., INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 110130
- Type: SEC-registered investment adviser
- SEC file number: 801-18320
- Location: 445 PARK AVENUE, 6TH FLOOR, NEW YORK, NY, 10022
- Phone: 212-406-0850
- Latest filing: 2026-03-04
- Regulatory AUM: $1.8B
- Discretionary AUM: $1.8B
- Clients: 42
- Accounts: 3,139

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Corporations

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| Lewis Jay Altfest | CHIEF EXECUTIVE OFFICER | — |
| John Nmn Valentini | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| Andrew Gamer Altfest | PRESIDENT | — |
| Karen Caplan Altfest | EXECUTIVE VICE PRESIDENT CLIENT RELATIONS | — |
| ALTFEST LEWIS JAY | CHIEF EXECUTIVE OFFICER; PRESIDENT | — |
| ASWANI PRAKASH | CHIEF COMPLIANCE OFFICER | — |
| VALENTINI JOHN | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER; DIRECTOR OF OPERATIONS AND CHIEF COMPLIANCE OFFICER | — |
| ALTFEST ANDREW | EXECUTIVE VICE PRESIDENT; PRESIDENT | — |
| ALTFEST KAREN | EXECUTIVE VICE PRESIDENT CLIENT RELATIONS | — |
| VALENTINI JOHN NMN | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| ALTFEST ANDREW GAMER | PRESIDENT | — |
| ALTFEST KAREN CAPLAN | EXECUTIVE VICE PRESIDENT CLIENT RELATIONS | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ALTFEST ALTERNATIVE VALUE FUND I, LLC | Hedge Fund | Delaware | 29 | $12.6M | $250K |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| MIAMI | FL | 1 | 305-714-3012 |
| MIAMI | FL | 1 | 305-714-3012 |


## Fund service providers (1)

- administrator: UMB FUND SERVICES

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110130/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110130/similar
- Related entities: https://search.stillhousedata.com/firm/110130/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110130

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.