# NIKKO AM INTERNATIONAL, INC.

NIKKO AM INTERNATIONAL, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 110282
- Type: SEC-registered investment adviser
- SEC file number: 801-16367
- Location: 535 MADISON AVENUE, SUITE 2500, NEW YORK, NY, 10022
- Phone: 212-610-6160
- Latest filing: 2007-08-22
- Regulatory AUM: $8.4B
- Discretionary AUM: $407.6M
- Non-discretionary AUM: $8.0B
- Clients: 11
- Accounts: 14

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| [ORZECHOWSKI FRANK DONALD](https://search.stillhousedata.com/person/764504) | PRESIDENT AND CEO; PRESIDENT, CEO & CFO - 08/2006; PRESIDENT, CFO - 08/2006 | — |
| [ISHIHARA MASAYUKI](https://search.stillhousedata.com/person/764505) | CHIEF INVESTMENT OFFICER; DIRECTOR AND CIO | — |
| [SCHRIER JOHN](https://search.stillhousedata.com/person/764506) | CHIEF LEGAL COUNSEL | — |
| [MATSUDA MASAO](https://search.stillhousedata.com/person/768234) | CEO, PRESIDENT AND DIRECTOR; CIO-MULTI ASSET/MANAGER OF MANAGERS INVESTMENTS | — |
| [MAIR GARY W](https://search.stillhousedata.com/person/768235) | CHIEF COMPLIANCE OFFICER | — |
| [FUJITA MASANORI](https://search.stillhousedata.com/person/770193) | DIRECTOR; DIRECTOR, COO; PRESIDENT, DIRECTOR, CEO | — |
| [MENDOLA JOSEPH ANGELO](https://search.stillhousedata.com/person/770194) | CHIEF COMPLIANCE OFFICER | — |
| [LEHNER CRAIG PHILIP](https://search.stillhousedata.com/person/776877) | CHIEF LEGAL OFFICER | — |
| [KUWATA YOICHI](https://search.stillhousedata.com/person/802259) | PRESIDENT, DIRECTOR, CFO | — |
| [YONEKUBO NAOSHI](https://search.stillhousedata.com/person/802499) | PRESIDENT, DIRECTOR, CEO | — |
| [TYMINSKI NANCY JEAN](https://search.stillhousedata.com/person/807061) | ACTING CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110282/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110282/similar
- Related entities: https://search.stillhousedata.com/firm/110282/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110282

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
