# UNION CAPITAL COMPANY

UNION CAPITAL COMPANY of TUCSON, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 110301
- Type: SEC-registered investment adviser
- SEC file number: 801-121320
- Location: 6083 E. GRANT RD., TUCSON, AZ, 85712
- Phone: 520-664-2001
- Latest filing: 2026-03-30
- Regulatory AUM: $150.0M
- Discretionary AUM: $3.0M
- Non-discretionary AUM: $147.0M
- Clients: 13
- Accounts: 414

## Business model

- Compensation: % of AUM, Commissions
- Clients served: High net worth, Charities

## Officers, owners & control persons (4)

| Name | Role | Location |
| --- | --- | --- |
| Francisco B Almada | DIRECTOR/PRESIDENT/SECRETARY/SHAREHOLDER; DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | — |
| Joseph Francis Bodkin | DIRECTOR, DP | — |
| ALMADA FRANCISCO B | DIRECTOR/PRESIDENT/SECRETARY/SHAREHOLDER; DP/FINOP/CHIEF COMPLIANCE OFFICER/PRESIDENT/SECRETARY/DIRECTOR | — |
| BODKIN JOSEPH FRANCIS | DIRECTOR, DP | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-12-04 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT THE FIRM FAILED TO ESTABLISH MAINTAIN AND ENFORCE A SUPERVISORY SYSTEM INCLUDING WSP'S FOR COMPLIANCE WITH THE SUITABILITY REQUIREMENTS OF FINRA RULE 2111 AND THE CARE OBLIGATION OF RULE… | Final | — |
| 2019-04-29 | regulatory | FAILURE TO FILE TIMELY ANNUAL UPDATING AMENDMENT TO FORM ADV. | Final | $2K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110301/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110301/similar
- Related entities: https://search.stillhousedata.com/firm/110301/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110301

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.