# DOMINICK & DOMINICK ADVISORS LLC

DOMINICK & DOMINICK ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 110323
- Type: SEC-registered investment adviser
- SEC file number: 801-38269
- Location: FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY, 10005
- Phone: 212-558-8800
- Latest filing: 2004-08-10
- Regulatory AUM: $27.5M
- Discretionary AUM: $27.5M
- Clients: 1
- Accounts: 57

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| MASI THOMAS ANTHONY | PRESIDENT; SHAREHOLDER | — |
| KENNEDY PAUL LYONS | CHAIRMAN/CHIEF EXECUTIVE OFFICER; MANAGER, DDA OWNERSHIP LLC | — |
| COOK ROSEANN TAGNANI | CHIEF OPERATING OFFICER | — |
| HAGER KAREN | COMPLIANCE DIRECTOR | — |
| PALAZZOLO SAVERIO | DIRECTOR OF OPERATIONS | — |
| KENNEDY PETER MAXIMUS | INDIRECT BENEFICIAL OWNER | — |
| KENNEDY MARIE ELIZABETH | INDIRECT BENEFICIAL OWNER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110323/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110323/similar
- Related entities: https://search.stillhousedata.com/firm/110323/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110323

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.