# MACKENZIE INVESTMENTS

MACKENZIE INVESTMENTS of TORONTO, ONTARIO is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 110338
- Type: SEC-registered investment adviser
- SEC file number: 801-25226
- Location: 180 QUEEN STREET WEST, TORONTO, ONTARIO, M5V 3K1
- Phone: 416-967-2323
- Latest filing: 2026-03-30
- Regulatory AUM: $194.9B
- Discretionary AUM: $194.9B
- Clients: 1,362
- Accounts: 685

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Charities, Investment cos

## Officers, owners & control persons (116)

_Showing 25 of 116 people._

| Name | Role | Location |
| --- | --- | --- |
| Gregory James Fleming | TRUSTEE | Redwood City, CA |
| Paul Guy Desmarais | TRUSTEE | — |
| Gary Albert Doer | TRUSTEE | — |
| Andre Roger Desmarais | TRUSTEE | — |
| Karen Lynn Gavan | DIRECTOR | — |
| Theodoros Rountes | VICE-PRESIDENT, FUND SERVICES AND CHIEF FINANCIAL OFFICER, FUNDS | — |
| Joseph Luke Gregoire Gould | DIRECTOR, CHARIMAN PRESIDENT AND CHIEF EXECUTIVE OFFICER | — |
| Rhonda Suzanne Goldberg | EXECUTIVE VICE-PRESIDENT, GENERAL COUNSEL | — |
| Christopher Wilson Jay Boyle | SENIOR VICE PRESIDENT, INSTITUTIONAL | — |
| Douglas Gordon Mcintosh Milne | EXECUTIVE VICE-PRESIDENT, CHIEF MARKETING STRATEGY OFFICER | — |
| Sophie Desmarais | TRUSTEE | — |
| Gillian Eloise Seidler | VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Cynthia Ann Reiter Currie | EXECUTIVE VICE-PRESIDENT, CHIEF HUMAN RESOURCES OFFICER | — |
| Kristin Elizabeth Ashcroft | DIRECTOR AND EXECUTIVE VICE-PRESIDENT, PRODUCTS AND SOLUTIONS | — |
| Gary Nathanial Chateram | SENIOR VICE-PRESIDENT, CO-HEAD OF RETAIL | — |
| Steven Gregory Locke | CHIEF INVESTMENT OFFICER, FIXED INCOME AND MULTI-ASSET STRATEGIES | — |
| Lesley Carolyn Marks | CHIEF INVESTMENT OFFICER, EQUITIES | — |
| Naomi Kim Bartlett | DIRECTOR | — |
| Nancy Elizabeth Mccuaig | DIRECTOR AND CHIEF OPERATIONS OFFICER | — |
| Keith David Bernard Potter | EXECUTIVE VICE-PRESIDENT AND CHIEF FINANCIAL OFFICER | — |
| Nicholas Lars Westlind | DIRECTOR | — |
| Samuel Robert Burns | EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION OFFICER | — |
| TAYLOR MARY CATHERINE | EXECUTIVE VICE-PRESIDENT, PRODUCT & MARKETING; SENIOR VICE-PRESIDENT, PRODUCT & MARKETING | — |
| FLEMING GREGORY JAMES | TRUSTEE | — |
| RASCHKOWAN NORMAN | EXECUTIVE VICE-PRESIDENT & CHIEF INVESTMENT OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2018-04-04 | regulatory | THE ONTARIO SECURITIES COMMISSION ALLEGED THAT MACKENZIE FAILED TO (I) COMPLY WITH NATIONAL INSTRUMENT 81-105 MUTUAL FUND SALES PRACTICES ("NI 81-105") BY NOT MEETING THE MINIMUM STANDARDS OF CONDUCT EXPECTED OF INDUSTRY PARTICIPANTS IN RELATION TO CERTAIN SALES PRACTICES BETWEEN MAY 2014 AND DECEMB… | Final | $900K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110338/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110338/similar
- Related entities: https://search.stillhousedata.com/firm/110338/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110338

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.