# ROTHSCHILD & CO ASSET MANAGEMENT US INC.

ROTHSCHILD & CO ASSET MANAGEMENT US INC. of STAMFORD, CT is an SEC-registered investment adviser.

## Registration

- CRD: 110349
- Type: SEC-registered investment adviser
- SEC file number: 801-5875
- Location: 1 STATION PLACE, SUITE 470, STAMFORD, CT, 06902
- Phone: 212-403-3500
- Latest filing: 2023-03-29
- Regulatory AUM: $6.5B
- Discretionary AUM: $6.5B
- Clients: 31
- Accounts: 1,107

## Officers, owners & control persons (38)

_Showing 25 of 38 people._

| Name | Role | Location |
| --- | --- | --- |
| JOHNSON ROBERT JAMES | MANAGING DIRECTOR & CHIEF OPERATING OFFICER | — |
| WOODS MICHAEL JOHN | CHIEF EXECUTIVE OFFICER AND DIRECTOR; CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER AND DIRECTOR | — |
| RAWLINGS TOM WAYNE | CHIEF OPERATING OFFICER; HEAD OF ADMINISTRATION; MANAGING DIRECTOR | — |
| TAVEL MARK KIVEY | DIRECTOR; MANAGING DIRECTOR, DIRECTOR; SENIOR MANAGING DIRECTOR, DIRECTOR | — |
| JOHNSON THOMAS RADEY | CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| WILLIAMS GREGORY O'BRIEN | SENIOR VICE PRESIDENT, SECRETARY, TREASURER | — |
| MACDONALD JUDITH R | CHIEF COMPLIANCE/LEGAL; CHIEF COMPLIANCE OFFICER/LEGAL | — |
| KIMMEL ROGER HARTLEY | DIRECTOR | — |
| DIDHAM ANDREW | DIRECTOR | — |
| TAMASCO MICHAEL ANTHONY | CHIEF MARKETING OFFICER; CO-HEAD AND CHIEF MARKETING OFFICER; CO-HEAD AND CO-HEAD OF DISTRIBUTION FOR GLOBAL ASSET MANAGEMENT (+1 more) | — |
| LAWRENCE JAMES ARTHUR | DIRECTOR | — |
| OSHINSKIE ROBERT DANIEL | CHIEF EQUITY OFFICER; CHIEF INVESTMENT OFFICER; CO-HEAD AND CHIEF EQUITY OFFICER (+1 more) | — |
| TANG DAVID | CHIEF COMPLIANCE OFFICER | — |
| CULLINAN MARY JANE | MANAGING DIRECTOR | — |
| WILLIAMS GREGORY WILLIAMS | SENIOR VICE PRESIDENT, SECRETARY, TREASURER | — |
| JENSSEN PAUL HAROLD | CHIEF FINANCIAL OFFICER | — |
| ROSENFELD GERALD | DIRECTOR | — |
| BELLANTONI JOSEPH E | SENIOR VICE PRESIDENT | — |
| MACCLURE FREDERICK CHARLES | MANAGING DIRECTOR | — |
| MCLOUGHLIN DONALD JOHN | MANAGING DIRECTOR | — |
| MANDUCA PAUL V F | DIRECTOR | — |
| JONES TINA | DIRECTOR; DIRECTOR AND CHIEF INVESTMENT OFFICER; DIRECTOR, CHIEF INVESTMENT OFFICER AND HEAD OF ASSET MANAGEMENT US (+2 more) | — |
| MORAN CHARLES CLINTON | VICE PRESIDENT | — |
| ALLEN-MIKSTAY ANTHEA NICOLETTE | ASSISTANT VICE PRESIDENT | — |
| MILINKOVIC JELENA MILORAD | ASSISTANT VICE PRESIDENT; VICE PRESIDENT | — |


## Private funds (3)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ROTHSCHILD & CO SMALL-CAP TRUST | Other Private Fund | — | 9 | $72.4M | $1.0M |
| ROTHSCHILD & CO SMALL/MID-CAP FUND, L.L.C. | Other Private Fund | — | 3 | $20.6M | $1.0M |
| ROTHSCHILD & CO LARGE-CAP VALUE FUND, LLC | Other Private Fund | — | 5 | $18.7M | $1.0M |


## Fund service providers (1)

- administrator: THE NORTHERN TRUST COMPANY — 3 funds

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110349/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110349/similar
- Related entities: https://search.stillhousedata.com/firm/110349/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110349

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.