# SOUTHWIND ASSOCIATES OF NJ INC.

SOUTHWIND ASSOCIATES OF NJ INC. of MONTVALE, NJ is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 110371
- Type: SEC-registered investment adviser
- SEC file number: 801-57412
- Location: 100 PARAGON DRIVE, SUITE 250, MONTVALE, NJ, 07645
- Phone: 2013761507
- Latest filing: 2026-03-18
- Regulatory AUM: $299.1M
- Discretionary AUM: $98.8M
- Non-discretionary AUM: $200.4M
- Clients: 4
- Accounts: 122

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Charities, Investment cos

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| William Scott Villafranco | PRESIDENT | — |
| Amanda Marie Villafranco | CHIEF COMPLIANCE OFFICER | — |
| VILLAFRANCO WILLIAM SCOTT | PRESIDENT | — |
| LAPERUTA ANTHONY J | VICE PRESIDENT; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| DURKIN ANTHONY ANGELO | EXECUTIVE VICE PRESIDENT | — |
| BERKANISH JANET MARY | CHIEF COMPLIANCE OFFICER | — |
| MULLEN CORI ALYSE | CHIEF COMPLIANCE OFFICER | — |
| SALANDRA KIM MARIE | CHIEF OPERATING OFFICER | — |
| DELPOZZO MICHAEL DONLAN | V.P. MARKETING AND SALES | — |
| PRAGER JOSHUA A | CHIEF COMPLIANCE OFFICER | — |
| Villafranco Amanda Marie | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2017-08-15 | regulatory | VARIOUS ALLEGED VIOLATIONS OF ADVISERS ACT AND RULES THEREUNDER, VIOLATIONS OF RULE 30(A) OF REGULATION S-P | Final | $50K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110371/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110371/similar
- Related entities: https://search.stillhousedata.com/firm/110371/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110371

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.