# HABERER REGISTERED INVESTMENT ADVISOR INC

HABERER REGISTERED INVESTMENT ADVISOR INC of CINCINNATI, OH is an SEC-registered investment adviser.

## Registration

- CRD: 110382
- Type: SEC-registered investment adviser
- SEC file number: 801-13081
- Location: 201 E FIFTH ST, SUITE 1100, CINCINNATI, OH, 45202
- Phone: 513-381-8200
- Latest filing: 2015-03-13
- Regulatory AUM: $314.0M
- Discretionary AUM: $301.2M
- Non-discretionary AUM: $12.8M
- Clients: 11
- Accounts: 311

## Officers, owners & control persons (24)

| Name | Role | Location |
| --- | --- | --- |
| HABERER STEFAN MICHAEL | CEO; CEO/PRESIDENT; CEO/PRESIDENT, SENIOR PORTFOLIO MANAGER | — |
| SMITH BENJAMIN A | PRESIDENT AND MANAGING DIRECTOR; PRESIDENT, TREASURER AND MANAGING DIRECTOR, BOARD MEMBER; SR. VICE PRESIDENT, DIR. OF PRIVATE CLIENT SERVICES | — |
| KELLER DAVID LEE | PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH; SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIR. OF RESEARCH | — |
| KERSTINE JEFFREY IAN | ASST. VICE PRESIDENT, SENIOR RESEARCH ANALYST; CFA, ASST. VICE PRESIDENT, SENIOR RESEARCH ANALYST; SENIOR RESEARCH ANALYST | — |
| DOOLEY SCOTT HARRISON | CFA, SR. VICE PRESIDENT,DIR. OF PORTFOLIO MANAGEMENT; CFA, SR. VICE PRESIDENT,PORTFOLIO MANAGER; CFA, SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR (+6 more) | — |
| DAKE IRENE MCDONOUGH | CCO,COO, SENIOR VICE PRESIDENT; CCO, SENIOR VICE PRESIDENT; COO, SENIOR VICE PRESIDENT (+2 more) | — |
| ATTWOOD PAUL WILLIAM | ASST. VICE PRESIDENT, SENIOR RESEARCH ANALYST; CFA, ASST. VICE PRESIDENT, PORTFOLIO MANAGER; CFA, ASST. VP, SR. RESEARCH ANALYST, PORTFOLIO MANAGER (+1 more) | — |
| DOWNING NORRIS JAMES | SENIOR VICE PRESIDENT, SENIOR PORTFOLIO MANAGER; SENIOR VICE PRESIDENT, SENIOR WEALTH MANAGER; SR. VICE PRESIDENT, PRIVATE CLIENT ADVISOR (+1 more) | — |
| HUMMEL ELLIS DAVENPORT | CFP, SENIOR VICE PRESIDENT WEALTH MANAGER; CFP, VICE PRESIDENT PORTFOLIO MANAGER; CFP, VICE PRESIDENT WEALTH MANAGER (+1 more) | — |
| HENN MARC ERLE | CFP, VICE PRESIDENT PORTFOLIO MANAGER; CFP, VICE PRESIDENT WEALTH MANAGER; VICE PRESIDENT PORTFOLIO MANAGER | — |
| HARE RANDALL ALLEN | SENIOR RESEARCH ANALYST | — |
| O'BRIEN KRISTY SUE | VICE PRESIDENT, PRIVATE CLIENT ADVISOR; VICE PRESIDENT WEALTH MANAGER | — |
| SHORT STEVEN MARC | EXECUTIVE VICE PRESIDENT OF HUNTINGTON BANK, HABERER BOARD MEMBER | — |
| DOWNING NORRIS | SENIOR PORTFOLIO MANAGER; SENIOR VICE PRESIDENT, SENIOR PORTFOLIO MANAGER | — |
| GREEN ELIZABETH MARCHAL | VICE PRESIDENT PORTFOLIO MANAGER | — |
| JOSEFCZYK MARK HENRY | DIRECTOR OF MARKETING; VICE PRESIDENT, DIRECTOR OF MARKETING | — |
| WAGONER PEGGY DODT | COMPLIANCE OFFICER; COMPLIANCE OFFICER, PERFORMANCE ANALYST | — |
| MASON BRUCE | RESEARCH ANALYST; VICE PRESIDENT WEALTH MANAGER | — |
| CANERIS ADONIS ANTHONY | VICE PRESIDENT, SENIOR WEALTH MANAGEMENT ADVISOR; VP, SECRETARY, SR. WEALTH ADVISOR, CHIEF COMPLIANCE OFFICER; VP, SECRETARY, SR. WEALTH ADVISOR, CHIEF COMPLIANCE OFFICER AND BOARD MEMBER (+1 more) | — |
| BISHOP NATHAN ANDREW | SENIOR PORTFOLIO MANAGER; VP, SR. PORTFOLIO MANAGER AND CHIEF INVESTMENT OFFICER | — |
| OBRIEN KRISTY SUE | VICE PRESIDENT | — |
| WING CHRISTIAN ROBERTS | VICE PRESIDENT, SR. PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER; VICE PRESIDENT, SR. PRIVATE CLIENT ADVISOR; VP, SR. PORTFOLIO MANAGER, CHIEF INVESTMENT OFFICER AND BOARD MEMBER | — |
| REZABEK JOSEPH L | HABERER BOARD MEMBER | — |
| CAWMAN AUDREY J | SR. PRIVATE CLIENT ADVISOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110382/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110382/similar
- Related entities: https://search.stillhousedata.com/firm/110382/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110382

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.