# NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC

NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 110411
- Type: SEC-registered investment adviser
- SEC file number: 801-38965
- Location: WORLDWIDE PLAZA, 309 WEST 49TH STREET, NEW YORK, NY, 10019-7316
- Phone: (212) 667-9000
- Latest filing: 2026-06-24
- Regulatory AUM: $37.6B
- Discretionary AUM: $37.1B
- Non-discretionary AUM: $481.6M
- Clients: 50
- Accounts: 66

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (51)

_Showing 25 of 51 people._

| Name | Role | Location |
| --- | --- | --- |
| Chang Yu | DIRECTOR AND PORTFOLIO MANAGER; EXECUTIVE DIRECTOR AND PORTFOLIO MANAGER; MANAGING DIRECTOR AND PORTFOLIO MANAGER | Lishui, F4 |
| Eugene James Chiulli | TREASURER, CHIEF FINANCIAL OFFICER | — |
| Steven Nicholas Aloupis | BOARD OF DIRECTOR; BOARD OF DIRECTOR - CHAIRMAN | — |
| Yoshihiro Nmn Namura | BOARD OF DIRECTOR, CHAIRPERSON | — |
| Neil Anthony Daniele | CHIEF COMPLIANCE OFFICER | — |
| Robert Nmn Stark | BOARD OF DIRECTOR | — |
| Yusuke Nmn Andoh | BOARD OF DIRECTOR; DIRECTOR | — |
| David Owen Crall | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR,  BOARD OF DIRECTOR | — |
| Stephen Spencer Kotsen | MANAGING DIRECTOR AND PORTFOLIO MANAGER | — |
| Amy Yu Chang | MANAGING DIRECTOR AND PORTFOLIO MANAGER | — |
| Eugene Nmn Shuster | MANAGING DIRECTOR - HEAD OF RISK | — |
| Melanie Jane Hawthorne | HEAD OF LEGAL | — |
| Meno Volker Stroemer | MANAGING DIRECTOR, PORTFOLIO MANAGER | — |
| ZORIC STEVEN | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL AND CHIEF ADMINISTRATIVE OFFICER; GENERAL COUNSEL AND CHIEF OPERATING OFFICER | — |
| DUTTON PAUL ANDREW | CHIEF COMPLIANCE OFFICER; DIRECTOR AND CHIEF COMPLIANCE OFFICER; DIRECTOR, ASSET MANAGEMENT COMPLIANCE | — |
| SCHMUCKLER JOSEPH REDMOND | CO-CHAIRMAN OF THE BOARD | — |
| TAKAHASHI HIDEYUKI | BOARD MEMBER; CO-CHAIRMAN OF THE BOARD | — |
| FINDLAY DAVID MAIR | CHAIRMAN OF THE BOARD & CHIEF LEGAL OFFICER; EXECUTIVE MANAGING DIRECTOR, BOARD MEMBER & CHIEF LEGAL OFFICER; EXECUTIVE MANAGING DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF LEGAL OFFICER (+3 more) | — |
| KASHIWAGI SHIGESUKE | BOARD MEMBER | — |
| LEVINE ROBERT | EXECUTIVE MANAGING DIRECTOR, PRESIDENT, CEO, BOARD MEMBER; PRESIDENT, CEO, BOARD MEMBER | — |
| WONG JENNIE H | DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR AND CHIEF ADMINISTRATIVE OFFICER (+2 more) | — |
| STEWART RICHARD WARREN | DIRECTOR AND PORTFOLIO MANAGER; MANAGING DIRECTOR AND PORTFOLIO MANAGER | — |
| NORTON JEFFREY R | EXECUTIVE DIRECTOR AND HEAD OF EMERGING MARKETS; VICE PRESIDENT AND CO-HEAD OF EMERGING MARKETS; VICE PRESIDENT AND HEAD OF EMERGING MARKETS | — |
| KOTSEN STEPHEN SPENCER | DIRECTOR AND PORTFOLIO MANAGER; MANAGING DIRECTOR AND PORTFOLIO MANAGER | — |
| CRALL DAVID OWEN | BOARD OF DIRECTOR; MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR AND PORTFOLIO MANAGER (+2 more) | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2011-09-02 | civil | THE FEDERAL HOUSING FINANCE AGENCY (FHFA), AS CONSERVATOR FOR THE FEDERAL NATIONAL MORTGAGE ASSOCIATION (FANNIE MAE) AND THE FEDERAL HOME LOAN MORTGAGE CORPORATION (FREDDIE MAC) FILED A COMPLAINT AGAINST NOMURA HOLDING AMERICA INC., NOMURA ASSET ACCEPTANCE CORPORATION, NOMURA HOLDING EQUITY LOAN, IN… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110411/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110411/similar
- Related entities: https://search.stillhousedata.com/firm/110411/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110411

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.