# JAMES INVESTMENT RESEARCH INC

JAMES INVESTMENT RESEARCH INC of XENIA, OH is an SEC-registered investment adviser.

## Registration

- CRD: 110433
- Type: SEC-registered investment adviser
- SEC file number: 801-12359
- Location: 1349 FAIRGROUND ROAD, XENIA, OH, 45385
- Phone: 937-426-7640
- Latest filing: 2026-05-18
- Regulatory AUM: $1.2B
- Discretionary AUM: $1.2B
- Non-discretionary AUM: $35.0M
- Clients: 15
- Accounts: 692

## Business model

- Compensation: % of AUM, Hourly, Fixed, Other
- Clients served: Individuals, High net worth, Pooled vehicles, Charities, Other

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| James Ray | EXECUTIVE VICE PRESIDENT; PRESIDENT/CEO | Lake Mary, FL |
| James D Ray | EXECUTIVE VICE PRESIDENT; PRESIDENT/CEO | Dallas, TX |
| James Joseph Rae | TRUSTEE | Belleville, A6 |
| James J Ray | EXECUTIVE VICE PRESIDENT; PRESIDENT/CEO | Jacksonville, FL |
| James C Ray | CEO; CHAIRMAN OF THE BOARD; CO-TRUSTEE (+1 more) | Nashville, TN |
| Lesley Dawn Ott | CHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020) | — |
| Barry Ray James | CHAIRMAN OF THE BOARD; CO-TRUSTEE | — |
| Iris Rae James | TRUSTEE | — |
| Francis Edward James | CO-TRUSTEE | — |
| Richard Brian Culpepper | PRESIDENT (JAN. 2022) & CEO (NOV. 2022) | — |
| James Carter William | CO-TRUSTEE | — |
| JAMES ADRIAN EDWARD | CO-TRUSTEE | — |
| JAMES FRANCIS E | CHAIRMAN/OWNER; PRESIDENT | — |
| SHAW ANN | CHIEF OPERATING OFFICER | — |
| SHAW-KREMER ANN MARIE | CHIEF OPERATING OFFICER | — |
| MANGAN THOMAS LEE | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE PRESIDENT; VICE PRESIDENT/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| OTT LESLEY DAWN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020) | — |
| CULPEPPER RICHARD BRIAN | PRESIDENT; PRESIDENT (JAN. 2022) & CEO (NOV. 2022) | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110433/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110433/similar
- Related entities: https://search.stillhousedata.com/firm/110433/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110433

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.