# THE HARBINGER GROUP JV

THE HARBINGER GROUP JV of BIRMINGHAM, AL is an SEC-registered investment adviser.

## Registration

- CRD: 110440
- Type: SEC-registered investment adviser
- SEC file number: 801-45421
- Location: 2100 THIRD AVENUE NORTH, STE 600, BIRMINGHAM, AL, 35203
- Phone: 205/987-5500
- Latest filing: 2017-03-14
- Regulatory AUM: $187K
- Discretionary AUM: $187K
- Accounts: 1

## Officers, owners & control persons (18)

| Name | Role | Location |
| --- | --- | --- |
| [Brooke Wade](https://search.stillhousedata.com/person/110341) | DIRECTOR OF MANAGING VENTURER; EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT & COO (+2 more) | Bainbridge Island, WA |
| [BROOKE L WADE](https://search.stillhousedata.com/person/473021) | DIRECTOR OF MANAGING VENTURER; EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT & COO (+2 more) | VANCOUVER, A1 |
| [Brooke Jay Wade](https://search.stillhousedata.com/person/561783) | DIRECTOR OF MANAGING VENTURER | Calgary, A0 |
| [HARBERT RAYMOND JONES](https://search.stillhousedata.com/person/742840) | CHAIRMAN; CHAIRMAN & CEO; CHAIRMAN & CEO OF MANAGING VENTURER (+2 more) | — |
| [BOUTWELL DAVID ALAN](https://search.stillhousedata.com/person/742841) | EXECUTIVE VICE PRESIDENT & CAO OF MANAGING VENTURER; EXECUTIVE VICE PRESIDENT & CFO OF MANAGING VENTURER; EXECUTIVE VICE PRESIDENT & CONTROLLER (+3 more) | — |
| [LUCE MICHAEL DONEGAN](https://search.stillhousedata.com/person/742842) | DIRECTOR, PRESIDENT & COO OF MANAGING VENTURER; EXECUTIVE VICE PRESIDENT & CFO; PRESIDENT & COO (+2 more) | — |
| [PIASSICK JOEL BERNARD](https://search.stillhousedata.com/person/742843) | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL OF MANAGING VENTURER; EXECUTIVE VICE PRESIDENT OF MANAGING VENTURER | — |
| [MILLER CHARLES DONALD](https://search.stillhousedata.com/person/742844) | EXECUTIVE VICE PRESIDENT & CFO OF MANAGING VENTURER; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFCIER; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFCIER OF MANAGING VENTURER (+2 more) | — |
| [LUCAS WILLIAM RAY](https://search.stillhousedata.com/person/742845) | DIRECTOR, EXECUTIVE VICE-PRESIDENT & GENERAL COUNSEL OF MANAGING VENTURER; GENERAL COUNSEL & EXECUTIVE VICE-PRESIDENT OF MANAGING VENTURER; GENERAL COUNSEL & SENIOR VICE-PRESIDENT OF MANAGING VENTURER | — |
| [BAUDER MICHAEL CONRAD](https://search.stillhousedata.com/person/742846) | VP & CHIEF COMPLIANCE OFFICER; VP & CHIEF COMPLIANCE OFFICER OF MANAGING VENTURER | — |
| [WILSON JOEL REDMAN](https://search.stillhousedata.com/person/742847) | SHAREHOLDER | — |
| [BERUEFFY MAX](https://search.stillhousedata.com/person/767977) | VICE PRESIDENT, ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER OF MANAGING VENTURER; VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER OF MANAGING VENTURER | — |
| [HARRIS JEFF TODD](https://search.stillhousedata.com/person/769535) | ASSOCIATE GENERAL COUNSEL; VICE PRESIDENT, ASSISTANT GENERAL COUNSEL & DIRECTOR OF COMPLIANCE; VICE PRESIDENT & ASSISTANT GENERAL COUNSEL OF MANAGING VENTURER | — |
| [PIASSICK JOEL B](https://search.stillhousedata.com/person/781702) | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL OF MANAGING VENTURER; SHAREHOLDER (+1 more) | — |
| [MANDT PATRICIA T](https://search.stillhousedata.com/person/781703) | DIRECTOR OF COMPLIANCE & RISK MANAGEMENT | — |
| [SCHAFER CAROLE](https://search.stillhousedata.com/person/781704) | SHAREHOLDER | — |
| [WHITE MICHAEL PATRICK](https://search.stillhousedata.com/person/781705) | SHAREHOLDER | — |
| [KEETON SONJA JEAN](https://search.stillhousedata.com/person/803142) | SENIOR VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER OF MANAGING VENTURER | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| HARBINGER INDEPENDENT POWER FUND I, LLC | Other Private Fund | — | 10 | $187K | $5.0M |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110440/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110440/similar
- Related entities: https://search.stillhousedata.com/firm/110440/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110440

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.