# CHARLES FISH INVESTMENTS, INC.

CHARLES FISH INVESTMENTS, INC. of IRVINE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 110445
- Type: SEC-registered investment adviser
- SEC file number: 801-52674
- Location: 30 CORPORATE PARK, SUITE 410, IRVINE, CA, 92606
- Phone: 949-296-3970
- Latest filing: 2026-07-03
- Regulatory AUM: $331.3M
- Discretionary AUM: $331.3M
- Clients: 5
- Accounts: 46

## Business model

- Compensation: % of AUM, Fixed
- Clients served: High net worth, Pooled vehicles

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| John Astor Gomez | PRINCIPAL; SOLE MEMBER | — |
| James Ralph Boothe | SOLE MEMBER | — |
| Charles Willard Fish | PRESIDENT, CEO, & CHIEF INVESTMENT OFFICER | — |
| Sharmistha Chakraborty | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT | — |
| FISH CHARLES WILLARD | CHAIRMAN CEO; CHAIRMAN, CEO; CHAIRMAN, CEO, & CHIEF INVESTMENT OFFICER (+2 more) | — |
| SHELTON BETSY CAMPBELL | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER,  VICE PRESIDENT AND SENIOR PORTFOLIO MANGER; DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER (+1 more) | — |
| THOMPSON KATHLEEN LOUISE | CHIEF OPERATION OFFICER; CHIEF OPERATIONS OFFICER | — |
| MUNSON SUSAN MARIE | DIRECTOR | — |
| HA TAMI VO | ASSISTANT VICE PRESIDENT; VICE PRESIDENT | — |
| GOMEZ JOHN ASTOR | PRINCIPAL | — |
| BOOTHE JAMES RALPH | CHIEF FINANCIAL OFFICER; SOLE MEMBER | — |
| CHAKRABORTY SHARMISTHA | CHIEF COMPLIANCE OFFICER (01/2014), CHIEF OPERATIONS OFFICER & VICE PRESIDENT; CHIEF OPERATIONS OFFICER & VICE PRESIDENT | — |
| FISH DIANE KENNEDY | DIRECTOR, CO-TRUSTEE FISH FAMILY TRUST DTD 05/06/1994 | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110445/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110445/similar
- Related entities: https://search.stillhousedata.com/firm/110445/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110445

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.