# SARATOGA RESEARCH & INVESTMENT MANAGEMENT

SARATOGA RESEARCH & INVESTMENT MANAGEMENT of SARATOGA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 110506
- Type: SEC-registered investment adviser
- SEC file number: 801-57695
- Location: 14471 BIG BASIN WAY, SUITE E, SARATOGA, CA, 95070
- Phone: (408) 741-2330
- Latest filing: 2026-04-06
- Regulatory AUM: $2.5B
- Discretionary AUM: $2.5B
- Non-discretionary AUM: $43.0M
- Clients: 21
- Accounts: 2,740

## Business model

- Compensation: % of AUM
- Clients served: Individuals, High net worth, Investment cos, Other

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Kevin Peter Tanner | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | Saratoga, CA |
| Madeline Elaine Hedges | CHIEF COMPLIANCE OFFICER | — |
| Marc Cook Crosby | PRESIDENT | — |
| Travis Osborn Hanson | CHIEF FINANCIAL OFFICER | — |
| James Harold Tanner | DIRECTOR OF OPERATIONS | — |
| Philip Albert Spencer | DIRECTOR OF RESEARCH | — |
| TANNER KEVIN PETER | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER; PRESIDENT/CFO; PRESIDENT/CFO/CCO (+2 more) | — |
| BRAGA AILEEN KAY | CHIEF COMPLIANCE OFFICER | — |
| KOLLERER THERESE JANINE | INVESTMENT ADVISOR | — |
| CROSBY MARC COOK | PRESIDENT | — |
| Hanson Travis Osborn | CHIEF FINANCIAL OFFICER | — |
| HEDGES MADELINE ELAINE | CHIEF COMPLIANCE OFFICER | — |
| TANNER JAMES HAROLD | DIRECTOR OF OPERATIONS | — |


## Branch offices (4)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | (408) 741-2330 |
| SEATTLE | WA | 1 | (408) 741-2331 |
| — | — | 1 | 408-913-7181 |
| — | — | 1 | 408-741-2330 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110506/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110506/similar
- Related entities: https://search.stillhousedata.com/firm/110506/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110506

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.