# SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA ADVISORS, INC. of LA VISTA, NE is an SEC-registered investment adviser.

## Registration

- CRD: 110518
- Type: SEC-registered investment adviser
- SEC file number: 801-45628
- Location: 12325 PORT GRACE BLVD., LA VISTA, NE, 68128-8204
- Phone: 402-399-9111
- Latest filing: 2024-03-28
- Regulatory AUM: $40.4B
- Discretionary AUM: $35.2B
- Non-discretionary AUM: $5.3B
- Clients: 4,468
- Accounts: 211,150

## Officers, owners & control persons (66)

_Showing 25 of 66 people._

| Name | Role | Location |
| --- | --- | --- |
| James J | FIRST VICE PRESIDENT, DIRECTOR OF OPERATIONS; VICE PRESIDENT ADVISOR EXPERIENCE; VICE PRESIDENT, DIRECTOR OF OPERATIONS | Charleston, SC |
| Miller Joseph | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND CORPORATE SECRETARY; EXECUTIVE VICE PRESIDENT/ GENERAL COUNSEL,  CORPORATE SECRETARY (+11 more) | Juniper, FL |
| WERTHEIM PAMELA JANINE | PRESIDENT; PRESIDENT/DIRECTOR | — |
| MCWHORTER STEVEN FORD | CEO/ DIRECTOR; CHAIRMAN/CEO/ DIRECTOR; CHAIRMAN/DIRECTOR/CEO (+1 more) | — |
| NAGENGAST JAMES DELWYN | CEO; CEO/DIRECTOR; CEO/DIRECTOR/PRESIDENT (+5 more) | — |
| SPINAR DAVID OCTAVIO | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, STRATCHIEF COMPLIANCE OFFICER; SENIOR VP, CHIEF COMPLIANCE OFFICER & ASSISTANT SECRETARY (+3 more) | — |
| HOYT SCOTT CHARLES | SENIOR VP, GENERAL COUNSEL; SENIOR VP, GENERAL COUNSEL & SECRETARY; VP, GENERAL COUNSEL | — |
| HEATH BRIAN MICHAEL | DIRECTOR; SENIOR VP, GENERAL SALES MANAGER | — |
| GRIFFITH DOREEN LOUISE | EXECUTIVE VP/CHIEF INFORMATION OFFICER; SENIOR VP/CHIEF INFORMATION OFFICER; VICE PRESIDENT/CHIEF INFORMATION OFFICER (+1 more) | — |
| HULETT KIRK JESSE | EXECUTIVE VP, STRATEGY AND PRACTICE MANAGEMENT /DIRECTOR; SENIOR VICE PRESIDENT, HUMAN RESOURCES; SENIOR VICE PRESIDENT, STRATEGY AND PRACTICE MANAGEMENT (+4 more) | — |
| LYNGSTAD DIANE DEE | DIRECTOR | — |
| CROSS MARLA JEAN | VICE PRESIDENT ADVISORY SERVCES; VICE PRESIDENT, ADVISORY SERVICES; VP, RECRUITING | — |
| JONES LAMAR STEWART | VICE PRESIDENT RISK MANAGEMENT | — |
| KING DENNIS MICHAEL | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, BUSINESS DEVELOPMENT; SENIOR VP, BUSINESS DEVELOPMENT (+2 more) | — |
| PARSONS GAYLE ELIZABETH | VICE PRESIDENT FINANCE & ACCOUNTING; VICE PRESIDENT & TREASURER, FINANCE & ACCOUNTING; VP, TREASURER & ACCOUNTING | — |
| HUERTER PAUL ROBERT | FIRST VICE PRESIDENT ADMINISTRATIVCE SERVICES; VICE PRESIDENT/COMPLIANCE CHIEF OF STAFF AND ADMINISTRATIVE SERVICES; VICE PRESIDENT CORPORATE SERVICES | — |
| SHOTKOSKI KATHLEEN A | VICE PRESIDENT HUMAN RESOURCES; VICE PRESIDENT OF HUMAN RESOURCES & TRAINING | — |
| SCHLUETER MATTHEW ADAM | EXECUTIVE VICE PRESIDENT/DIRECTOR | — |
| JOHNSON JOHN MICHAEL | SENIOR VICE PRESIDENT, INFORMATION SERVICES OPERATIONS, TECHNOLOGY SERVICES, CHIEF INFORMATION SECURITY OFFICER; SR VP INFORMATION SERVICES OPERATIONS & TECHNOLOGY SERVICES, CHIEF INFORMATION SECURITY OFFICER; SR VP INFORMATION SERVICES OPERATIONS, TECHNOLOGY SERVICES, CHIEF INFORMATION SECURITY OFFICER & INTERIM APPLICATION DEVELOPMENT | — |
| VAUGHAN JR DAVID JOHN | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, FIN OP OFFICER | — |
| SMITH MICHAEL JAY | SENIOR VICE PRESIDENT, SALES SUPERVISION | — |
| MURPHY DANIEL J | DIRECTOR | — |
| PRICE JAMES DALE | CHAIRMAN | — |
| ZIMMERMAN STUART JOSEPH | FIRST VICE PRESIDENT RISK MANAGEMENT | — |
| KINSELLA STEPHEN JOHN | FIRST VICE PRESIDENT & DEPUTY COMPLIANCE OFFICER; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, AML OFFICER, PRIVACY OFFICER AND ITPP OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110518/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110518/similar
- Related entities: https://search.stillhousedata.com/firm/110518/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110518

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.