# CAPITAL ONE ASSET MANAGEMENT, LLC

CAPITAL ONE ASSET MANAGEMENT, LLC of HOUSTON, TX is an SEC-registered investment adviser.

## Registration

- CRD: 110533
- Type: SEC-registered investment adviser
- SEC file number: 801-60234
- Location: 5444 WESTHEIMER ROAD, SUITE 6200, HOUSTON, TX, 77056-9903
- Phone: 713-212-5242
- Latest filing: 2018-03-29
- Regulatory AUM: $2.5B
- Discretionary AUM: $2.3B
- Non-discretionary AUM: $231.5M
- Clients: 11
- Accounts: 526

## Officers, owners & control persons (30)

_Showing 25 of 30 people._

| Name | Role | Location |
| --- | --- | --- |
| MURPHY DANIEL J | DIRECTOR; EXECUTIVE VICE PRESIDENT | — |
| BARNES EDWARD JOSEPH | ELECTED MEMBER | — |
| BONITATIBUS PAUL JOSEPH | PRESIDENT, CONSUMER AND BUSINESS BANKING | — |
| CHAUVIN RICHARD | CHIEF INVESTMENT OFFICER; DIRECTOR OF RESEARCH; PRESIDENT & CHIEF INVESTMENT OFFICER (+2 more) | — |
| SMITH JOHNELL BROWN | CHIEF COMPLIANCE OFFICER | — |
| GOLDBERG KENNETH | SENIOR DIRECTOR & MANAGER | — |
| GRIMES BYRON | CHIEF INVESTMENT OFFICER | — |
| LEE DONALD PAUL | DIRECTOR PCG RISK MANAGEMENT | — |
| CONNELLY DEBORA SANDBERG | EXECUTIVE VICE PRESIDENT | — |
| FRISONE GRACE | DIRECTOR OF ASSET MANAGEMENT | — |
| ELLIS BRYAN JOHN | EXECUTIVE VICE PRESIDENT | — |
| BOYDSTUN JOHN HERBERT | CEO & PRESIDENT | — |
| DOMINGOS KARL KIRK | SENIOR EXECUTIVE VICE PRESIDENT | — |
| LABENNE ANDREW DENNIS | ELECTED BOARD MEMBER; ELECTED MEMBER | — |
| JORDAN KATHY M | ELECTED MEMBER | — |
| STUART ROBERT MORGAN | REGIONAL PRESIDENT, CHIEF COMMERCIAL BANKING EXECUTIVE | — |
| SABINO JOHN A | PRESIDENT, CAPITAL ONE ASSET MANAGEMENT; VICE PRESIDENT, COMMERCIAL BANKING SECTION MANAGER | — |
| GOLDBERG KENNETH L | EXECUTIVE VICE PRESIDENT MANAGER, PRIVATE CLIENT GROUP | — |
| COVINGTON JAMES W | ELECTED BOARD MEMBER; SENIOR VICE PRESIDENT, PRIVATE BANKING | — |
| DEVANEY CHARLES R | SENIOR DIRECTOR OF INVESTMENTS; VICE PRESIDENT OF INVESTMENTS | — |
| CORRADO ANDREW F | ELECTED BOARD MEMBER | — |
| SOLZ RICHARD E | ELECTED BOARD MEMBER | — |
| HUGO DANIEL | APPOINTED BOARD MEMBER; ELECTED BOARD MEMBER | — |
| FANELLI ROBERT SCOTT | ELECTED BOARD MEMBER | — |
| TETEN ROBERT PAUL | CHIEF INVESTMENT OFFICER; PRESIDENT AND CHIEF INVESTMENT OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110533/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110533/similar
- Related entities: https://search.stillhousedata.com/firm/110533/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110533

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.