# BAILARD, INC.

BAILARD, INC. of FOSTER CITY, CA is an SEC-registered investment adviser.

## Registration

- CRD: 110550
- Type: SEC-registered investment adviser
- SEC file number: 801-8562
- Location: 950 TOWER  LN, STE 1900, FOSTER CITY, CA, 94404-2131
- Phone: 650-571-5800
- Latest filing: 2026-05-29
- Regulatory AUM: $7.6B
- Discretionary AUM: $7.5B
- Non-discretionary AUM: $47.5M
- Clients: 83
- Accounts: 2,825

## Business model

- Compensation: % of AUM, Fixed, Performance
- Clients served: Individuals, High net worth, Pooled vehicles, Corporations, Investment cos, Other

## Officers, owners & control persons (39)

_Showing 25 of 39 people._

| Name | Role | Location |
| --- | --- | --- |
| Sonya Thadhani Mughal | CHIEF EXECUTIVE OFFICER; DIRECTOR OF BAILARD, INC, BB&K HOLDINGS, AND BAILARD GENERAL PARTNERS I, INC. | Foster City, CA |
| Pavita Fleischer | CHIEF COMPLIANCE OFFICER | Foster City, CA |
| Michael John Faust | EVP; PRESIDENT, WEALTH MANAGEMENT; DIRECTOR, BAILARD, INC. (SINCE 05/2022) | — |
| Blaine Carroll Townsend | EXECUTIVE VICE PRESIDENT, DIRECTOR OF SRII | — |
| Fuju Wu | SENIOR VP, FINANCE AND OPERATIONS OF BAILARD, INC.; TREASURER OF BAILARD, INC. AND BB&K HOLDINGS | — |
| David Harrison Smith | CHIEF INVESTMENT OFFICER | — |
| James David Pinkerton | EVP HEAD OF INVESTMENTS - REAL ESTATE, CO-CEO OF BAILARD REAL ESTATE INVESTMENT TRUTS, INC. | — |
| Tess Weisse Gruenstein | EVP HEAD OF PORTFOLIO MANAGEMENT - REAL ESTATE, CO-CEO OF BAILARD REAL ESTATE INVESTMENT TRUTS, INC. | — |
| Preston Robert Sargent | EXECUTIVE VICE PRESIDENT, REAL ESTATE | — |
| Eric Paul Leve | EVP; CHIEF INVESTMENT OFFICER (SINCE 3/2013); DIRECTOR, BAILARD GENERAL PARTNERS I, INC.(SINCE 05/2022) | — |
| SARGENT PRESTON ROBERT | EVP  (8/2014) / MEMBER OF SENIOR MANAGEMENT TEAM (5/2015); EVP / MEMBER OF SENIOR MANAGEMENT TEAM; EXECUTIVE VICE PRESIDENT, REAL ESTATE | — |
| BAILARD THOMAS EDWARDS | CHAIRMAN | — |
| KAISER RONALD WALTER | DIRECTOR; DIRECTOR, BB&K HOLDINGS; DIRECTOR, BB&K HOLDINGS, INC. | — |
| SPARKS BURNICE EDWARD | DIRECTOR, BB&K HOLDINGS; PRESIDENT & DIRECTOR; PRESIDENT & DIRECTOR; DIRECTOR, BB& K HOLDINGS (SINCE 06/2011) (+2 more) | — |
| BAILEY BARBARA VAUGHAN | EVP/TREASURER, CFO; EVP/TREASURER, CFO, SECRETARY | — |
| O'CONNELL DENNIS J | DIRECTOR; DIRECTOR, BB&K HOLDINGS; DIRECTOR, BB&K HOLDINGS INC. | — |
| BODDORF JAMES E | DIRECTOR; DIRECTOR, BB&K HOLDINGS, INC. | — |
| PARKER GEORGE GC | DIRECTOR; DIRECTOR, BB&K HOLDINGS, INC. | — |
| HILL PETER MOLYNEUX | CHAIRMAN (SINCE 06/2011) AND DIRECTOR (SINCE 1992);CEO; CHAIRMAN (SINCE 06/2011) AND DIRECTOR OF BB&K HOLDINGS INC.; CIO, DIRECTOR; DIRECTOR, BB&K HOLDINGS (+4 more) | — |
| HORNE JANIS MAYO | CHIEF COMPLIANCE OFFICER | — |
| DESSONVILLE DIANA LEA | EVP | — |
| THADHANI SONYA | CIO; DIRECTOR, CHIEF RISK OFFICER (SINCE 8/2011) AND COO (SINCE 3/2013); DIRECTOR (SINCE 06/2011) AND CIO (+1 more) | — |
| MARTIN JACKIE P | SECRETARY; SECRETARY, BB&K HOLDINGS, INC. | — |
| PATEL TINA BHAGU | DEPUTY COMPLIANCE OFFICER | — |
| FLEISCHER PAVITA | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110550/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110550/similar
- Related entities: https://search.stillhousedata.com/firm/110550/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110550

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.