# PEAK FINANCIAL MANAGEMENT INC

PEAK FINANCIAL MANAGEMENT INC of WELLESLEY, MA is an SEC-registered investment adviser.

## Registration

- CRD: 110559
- Type: SEC-registered investment adviser
- SEC file number: 801-39737
- Location: 93 WORCESTER STREET, SUITE 101, WELLESLEY, MA, 02481
- Phone: (781) 487-9500
- Latest filing: 2026-06-12
- Regulatory AUM: $534.4M
- Discretionary AUM: $534.4M
- Clients: 9
- Accounts: 1,696

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| Pran Nath Tiku | PRESIDENT | — |
| Christopher Karl Gaffney | VICE PRESIDENT AND SENIOR WEALTH ADVISOR | — |
| Neel Tiku | SENIOR RELATIONSHIP ADVISOR | Waltham, MA |
| Shaun Patrick Thompson | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | — |
| TIKU PRAN NATH | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| GAFFNEY CHRISTOPHER KARL | VICE PRESIDENT; VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT AND SENIOR WEALTH ADVISOR | — |
| THOMPSON DALE KIRK PATRICK | SENIOR WEALTH ADVISOR AND CHIEF COMPLIANCE OFFICER | — |
| TIKU NEEL | CHIEF COMPLIANCE OFFICER; SENIOR RELATIONSHIP ADVISOR | — |
| Neel K. Tiku | MANAGING DIRECTOR & SENIOR RELATIONSHIP ADVISOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110559/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110559/similar
- Related entities: https://search.stillhousedata.com/firm/110559/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110559

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.