# NEPC, LLC

NEPC, LLC of BOSTON, MA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 110562
- Type: SEC-registered investment adviser
- SEC file number: 801-37227
- Location: 225 FRANKLIN STREET, 29TH FLOOR, BOSTON, MA, 02110
- Phone: 617-374-1300
- Latest filing: 2026-07-22
- Regulatory AUM: $152.7B
- Discretionary AUM: $152.7B
- Clients: 379
- Accounts: 132

## Business model

- Compensation: % of AUM, Hourly, Fixed, Performance
- Clients served: High net worth, Pooled vehicles, Pensions, Charities, Investment cos

## Officers, owners & control persons (36)

_Showing 25 of 36 people._

| Name | Role | Location |
| --- | --- | --- |
| Nelson Russell | PARTNER AND MEMBER OF THE GOVERNANCE BOARD | Butrlington, MA |
| Michael Patrick Manning | CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER | — |
| Timothy F Mccusker | CHIEF INVESTMENT OFFICER; PRESIDENT | — |
| Kellie Lyn Kane | CHIEF OPERATING OFFICER | — |
| John F Regan | CHIEF COMPLIANCE OFFICER | — |
| Andrew M Hone | CHIEF LEGAL COUNSEL | — |
| Steven Floyd Charlton | HEAD OF CLIENT SOLUTIONS | — |
| Kathy Ann Connors | CHIEF CONSULTING OFFICER | — |
| Judy Ann Murphy | CHIEF HUMAN RESOURCES OFFICER | — |
| AUSTIN SAMUEL M | PARTNER AND MEMBER OF THE EXECUTIVE COMMITTEE; PARTNER AND MEMBER OF THE GOVERNANCE BOARD | — |
| CHARLTON RICHARD MINARD | CHAIRMAN & CEO; CHAIRMAN & CEO, TRUSTEE OF NEW ENGLAND PENSION CONSULTANTS TRUST; CHAIRMAN EMERITUS (+4 more) | — |
| CHARLTON STEVEN FLOYD | EXECUTIVE COMMITTEE MEMBER; MANAGING PARTNER | — |
| MANNING MICHAEL PATRICK | COO; MANAGING PARTNER; PRESIDENT | — |
| BOGLE WILLIAM YATES | CHIEF COMPLIANCE OFFICER | — |
| BREITFELDER JOSEPH STANLEY | EXECUTIVE COMMITTEE MEMBER; MANAGING PARTNER | — |
| KONICKI CATHERINE MARY | MANAGING PARTNER | — |
| GRIGGS ELLEN WORTHINGTON | CHIEF OPERATING OFFICER; MANAGING PARTNER | — |
| CHERTAVIAN LEVON | DIRECTOR | — |
| KELLY MATTHEW DANIEL | CHIEF OPERATING OFFICER | — |
| HARDING KAREN MARIE | PARTNER AND MEMBER OF THE EXECUTIVE COMMITTEE; PARTNER AND MEMBER OF THE GOVERNANCE BOARD | — |
| RONEY JOHN EDWARD | EXECUTIVE COMMITTEE MEMBER | — |
| PERRY MERVYN F | PARTNER AND MEMBER OF THE GOVERNANCE BOARD | — |
| MARTIN ALLAN C | EXECUTIVE COMMITTEE MEMBER | — |
| CARMICHAEL MARTIN | DIRECTOR | — |
| GILL SEAN W B | EXECUTIVE COMMITTEE MEMBER; PARTNER AND MEMBER OF THE EXECUTIVE COMMITTEE | — |


## Disclosures (11)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2024-01-19 | regulatory | ON 9/17/2024, THE SEC SETTLED ADMINISTRATIVE PROCEEDINGS AGAINST NEPC IN CONNECTION WITH ITS FAILURE TO MAKE FORM 13F FILINGS FROM THE QUARTER ENDING 12/31/2019 TO 9/30/2023. NEPC ALSO IDENTIFIED A POTENTIAL ISSUE RELATING TO THE TIMELY FILING OF FORM 13H AND SELF-REPORTED THE ISSUE TO THE SEC. NEPC… | Final | $725K |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110562/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110562/similar
- Related entities: https://search.stillhousedata.com/firm/110562/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110562

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.