# HARBERT FUND ADVISORS, LLC

HARBERT FUND ADVISORS, LLC of BIRMINGHAM, AL is an SEC-registered investment adviser.

## Registration

- CRD: 110577
- Type: SEC-registered investment adviser
- SEC file number: 801-55926
- Location: 2100 THIRD AVENUE NORTH, STE 600, BIRMINGHAM, AL, 35203
- Phone: 205/987-5500
- Latest filing: 2026-03-31
- Regulatory AUM: $7.8B
- Discretionary AUM: $7.8B
- Clients: 147
- Accounts: 44

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos, Other

## Officers, owners & control persons (41)

_Showing 25 of 41 people._

| Name | Role | Location |
| --- | --- | --- |
| Brooke Wade | DIRECTOR; EXECUTIVE VICE PRESIDENT, SECRETARY & DIRECTOR; VICE PRESIDENT & SECRETARY | Bainbridge Island, WA |
| Raymond Jones Harbert | CHAIRMAN, CEO & DIRECTOR; EXECUTIVE CHAIRMAN; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER (+1 more) | Birmingham, AL |
| BROOKE L WADE | DIRECTOR; EXECUTIVE VICE PRESIDENT, SECRETARY & DIRECTOR; VICE PRESIDENT & SECRETARY | VANCOUVER, A1 |
| Brooke Jay Wade | DIRECTOR | Calgary, A0 |
| Michael Conrad Bauder | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| John Watkins Mccullough | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | — |
| Mary Kathryn Bryant | SHAREHOLDER | — |
| John Murdoch Harbert | SHAREHOLDER | — |
| John Frederick Bryant | EXECUTIVE VICE PRESIDENT & SENIOR MANAGING DIRECTOR, ABSOLUTE RETURN STRATEGIES; SHAREHOLDER | — |
| Jason Travis Pritchett | PRESIDENT & CHIEF EXECUTIVE OFFICER; PRESIDENT & CHIEF OPERATING OFFICER | — |
| Lee Walton Purcell | GLOBAL HEAD OF CAPITAL MARKETS | — |
| HARBERT RAYMOND JONES | CHAIRMAN, CEO & DIRECTOR; CHAIRMAN, DIRECTOR; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER (+2 more) | — |
| BOUTWELL DAVID ALAN | EXECUTIVE VICE PRESIDENT & CHIEF ADMINISTRATIVE OFFICER; EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT & CONTROLLER (+1 more) | — |
| LUCE MICHAEL DONEGAN | PRESIDENT & CHIEF OPERATING OFFICER; PRESIDENT & COO; PRESIDENT, COO & CHIEF COMPLIANCE OFFICER (+1 more) | — |
| PIASSICK JOEL BERNARD | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & DIRECTOR | — |
| MILLER CHARLES DONALD | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER; EXECUTIVE VICE PRESIDENT & HEAD OF GLOBAL DISTRIBUTION; VICE PRESIDENT & TREASURER | — |
| LUCAS WILLIAM RAY | DIRECTOR, EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY; DIRECTOR, GENERAL COUNSEL, SENIOR VICE-PRESIDENT AND SECRETARY | — |
| BAUDER MICHAEL CONRAD | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| BERUEFFY MAX | VICE PRESIDENT, ASSISTANT GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| HARRIS JEFF TODD | ASSOCIATE GENERAL COUNSEL; VICE PRESIDENT & ASSISTANT GENERAL COUNSEL; VICE PRESIDENT, ASSISTANT GENERAL COUNSEL & DIRECTOR OF COMPLIANCE | — |
| MCCULLOUGH JOHN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & SECRETARY; SENIOR VICE PRESIDENT, GENERAL COUNSEL & SECRETARY | — |
| PIASSICK JOEL B | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL & DIRECTOR; VICE PRESIDENT & GENERAL COUNSEL | — |
| MANDT PATRICIA T | DIRECTOR OF COMPLIANCE; DIRECTOR OF COMPLIANCE & RISK MANAGEMENT | — |
| WHITE MICHAEL PATRICK | VICE PRESIDENT | — |
| BARKAN ANTHONY STERN | VICE-PRESIDENT & SR. MANAGING DIRECTOR - FIXED INCOME | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110577/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110577/similar
- Related entities: https://search.stillhousedata.com/firm/110577/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110577

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.