# M.D. SASS, LLC

M.D. SASS, LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 110590
- Type: SEC-registered investment adviser
- SEC file number: 801-8663
- Location: 55 WEST 46TH STREET, SUITE 2801, NEW YORK, NY, 10036
- Phone: 212-730-2000
- Latest filing: 2026-03-31
- Regulatory AUM: $2.1B
- Discretionary AUM: $2.1B
- Clients: 19
- Accounts: 83

## Business model

- Compensation: % of AUM, Performance
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| Ari Sass | PRESIDENT, SENIOR PORTFOLIO MANAGER (EQUITIES) | New York, NY |
| Bobby Liu | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | New York, NY |
| Martin Douglas Sass | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER,  DIRECTOR, MANAGING MEMBER; OWNER | — |
| Sam Harris Friedman | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER | — |
| Bobby Nmn Liu | CHIEF LEGAL AND RISK OFFICER, CHIEF COMPLIANCE OFFICER | — |
| SASS MARTIN DOUGLAS | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER,  DIRECTOR; CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER,  DIRECTOR, MANAGING MEMBER; CHAIRMAN/CHIEF EXECUTIVE OFFICER/ DIRECTOR (+1 more) | — |
| LAMLE HUGH ROY | PRESIDENT / DIRECTOR; PRESIDENT/DIRECTOR | — |
| SIVIN PHILIP MATTHEW | CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR, DIRECTOR; CHIEF FINANCIAL OFFICER, SENIOR MANAGING DIRECTOR/DIRECTOR; MANAGING DIRECTOR (+5 more) | — |
| HICKEY SUSAN GARRISON | CHIEF COMPLIANCE OFFICER | — |
| FRANCESS ROBERT W | VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| LIU BOBBY | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY; CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER & SECRETARY (+4 more) | — |
| SALMON ROBERT MARTINDILL | EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER; SENIOR VICE PRESIDENT | — |
| FRANCESS ROBERT WILLIAM | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| ARDEN SCOTT D | CHIEF FINANCIAL OFFICER | — |
| O'HARA RICHARD LUKE | SENIOR VICE PRESIDENT AND DIRECTOR OF INSTITUTIONAL SALES | — |
| MILLER HOLLY HYLTON | SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER | — |
| WILKIE JEFFREY WILLIAM | CHIEF FINANCIAL OFFICER; SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| FISHBANE DANIEL MITCHEL | CHIEF FINANCIAL OFFICER; SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| WINTER MARTIN ERIC | SR. VICE PRESIDENT / CHIEF FINANCIAL OFFICER / DIRECTOR | — |
| SASS ARI | PRESIDENT; PRESIDENT, SENIOR PORTFOLIO MANAGER (EQUITIES); SENIOR VICE PRESIDENT | — |
| FRIEDMAN SAM HARRIS | CHIEF FINANCIAL OFFICER | — |
| Jeffrey Lee Edelman | CHIEF FINANCIAL OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110590/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110590/similar
- Related entities: https://search.stillhousedata.com/firm/110590/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110590

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.