# KEATS CONNELLY & ASSOCIATES INC.

KEATS CONNELLY & ASSOCIATES INC. of PHOENIX, AZ is an SEC-registered investment adviser.

## Registration

- CRD: 110604
- Type: SEC-registered investment adviser
- SEC file number: 801-37742
- Location: 3336 NORTH 32ND STREET, SUITE 100, PHOENIX, AZ, 85018-6241
- Phone: 602-955-5007
- Latest filing: 2010-02-26
- Regulatory AUM: $6.0M
- Discretionary AUM: $6.0M
- Clients: 11
- Accounts: 7

## Officers, owners & control persons (5)

| Name | Role | Location |
| --- | --- | --- |
| KEATS ROBERT FRANCIS | PRESIDENT; PRESIDENT, BOARD MEMBER; VICE PRESIDENT, BOARD MEMBER | — |
| WALTERS DALE ALLEN | CEO, CCO, BOARD MEMBER; CEO, CHIEF COMPLIANCE OFFICER; CEO, CHIEF COMPLIANCE OFFICER, BOARD MEMBER (+1 more) | — |
| TIBBETTS WAYNE ARTHUR | DIRECTOR OF TAX SERVICES | — |
| RICE JOHN EDWARD | CHIEF INVESTMENT OFFICER; INVESTMENT OFFICER | — |
| CONNELLY TIMOTHY JOSEPH | PRESIDENT, BOARD MEMBER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110604/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110604/similar
- Related entities: https://search.stillhousedata.com/firm/110604/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110604

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.