# RAMIREZ ASSET MANAGEMENT, INC.

RAMIREZ ASSET MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 110637
- Type: SEC-registered investment adviser
- SEC file number: 801-69304
- Location: 14 EAST 52ND STREET, NEW YORK, NY, 10022
- Phone: 212-248-0500
- Latest filing: 2025-12-18
- Regulatory AUM: $12.3B
- Discretionary AUM: $12.3B
- Clients: 48
- Accounts: 768

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| GRAHAM WARREN | MANAGING DIRECTOR, COO | White Rock, A1 |
| Graham Charles Warren | MANAGING DIRECTOR, COO | Toronto, A6 |
| Samuel Alfred Ramirez | SHAREHOLDER | — |
| Jr Samuel Ramirez | PRESIDENT/CEO | — |
| Peter Thomas Sigismondi | CHIEF COMPLIANCE OFFICER | — |
| Jr. Samuel Ramirez | SHAREHOLDER | — |
| VERMITSKY ALEXANDER | VICE PRESIDENT, CCO | — |
| QUARTUCCIO DOMINICK PETER | EXECUTIVE VP | — |
| RAMIREZ SAMUEL ALFRED | MANAGING DIRECTOR/PORTFOLIO MANAGER; PRESIDENT; PRESIDENT/CEO (+2 more) | — |
| KICK JOHN VINCENT | EXECUTIVE VP, CFO | — |
| AULD JERRY | CHIEF COMPLIANCE OFFICER | — |
| OESTERREICHER BRYAN ALAN | PORTFOLIO MANAGER; VICE PRESIDENT | — |
| VALLE PAOLO HUMBERTO | SENIOR VP, DIRECTOR | — |
| SIGISMONDI PETER THOMAS | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110637/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110637/similar
- Related entities: https://search.stillhousedata.com/firm/110637/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110637

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.