# GOLDEN CAPITAL MANAGEMENT, LLC

GOLDEN CAPITAL MANAGEMENT, LLC of CHARLOTTE, NC is an SEC-registered investment adviser.

## Registration

- CRD: 110667
- Type: SEC-registered investment adviser
- SEC file number: 801-57973
- Location: 10715 DAVID TAYLOR DR, SUITE 400, CHARLOTTE, NC, 28262
- Phone: 704-593-1144
- Latest filing: 2017-08-31
- Regulatory AUM: $9.7B
- Discretionary AUM: $7.4B
- Non-discretionary AUM: $2.3B
- Clients: 23
- Accounts: 1,518

## Officers, owners & control persons (15)

| Name | Role | Location |
| --- | --- | --- |
| NORTON JONI LEE | DIRECTOR; MEMBER OF BOARD OF MANAGERS | — |
| SMITH STEPHEN SPENCER | OWNER | — |
| CARROLL ROBERT BROOKS | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| GOLDEN GREG WILLIAM | MANAGER/PRESIDENT; PRESIDENT; PRESIDENT AND CHIEF EXECUTIVE OFFICER (+1 more) | — |
| MOSER JEFFREY CORNELL | CHIEF OPERATING OFFICER; DIRECTOR; MANAGING DIRECTOR (+2 more) | — |
| CANGALOSI JONATHAN WILLIAM | DIRECTOR; DIRECTOR OF SALES; EXECUTIVE VICE PRESIDENT (+2 more) | — |
| ALEXANDER LYNETTE WOOD | CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR - OPERATIONS; CHIEF FINANCIAL OFFICER; DIRECTOR (+1 more) | — |
| NELSON HARRY HAMILTON | CHIEF COMPLIANCE OFFICER | — |
| KARIMIAN FEREIDOUN | DIRECTOR OF RESEARCH | — |
| HARTMAN KIRK DOUGLAS | DIRECTOR; MEMBER OF BOARD OF MANAGERS | — |
| SQUIRE SALLIE CLEMENTS | DIRECTOR; MEMBER OF BOARD OF MANAGERS | — |
| BARANKO FRANCIS JON | EXECUTIVE VICE PRESDIENT/DIRECTOR; MEMBER OF BOARD OF MANAGERS | — |
| ELNEKAVE ROBI | MANAGING DIRECTOR - INVESTMENTS | — |
| CHANDRA AMITABH | CHIEF INVESTMENT OFFICER | — |
| DONAHUE CHRISTINE A | CHIEF COMPLIANCE OFFICER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110667/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110667/similar
- Related entities: https://search.stillhousedata.com/firm/110667/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110667

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.