# CAPITAL INTERNATIONAL, INC.

CAPITAL INTERNATIONAL, INC. of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 110682
- Type: SEC-registered investment adviser
- SEC file number: 801-32104
- Location: 333 SOUTH HOPE STREET, LOS ANGELES, CA, 90071-1406
- Phone: 213-486-9200
- Latest filing: 2026-05-29
- Regulatory AUM: $51.9B
- Discretionary AUM: $51.9B
- Clients: 263
- Accounts: 118

## Business model

- Compensation: % of AUM, Performance
- Clients served: Pooled vehicles, Investment cos

## Officers, owners & control persons (41)

_Showing 25 of 41 people._

| Name | Role | Location |
| --- | --- | --- |
| [Felix Anthony](https://search.stillhousedata.com/person/426663) | DIRECTOR/SR. VICE PRESIDENT; DIRECTOR/SR. VICE PRESIDENT/TREASURER; DIRECTOR/SR. VP | Issaquah, WA |
| [Naseem Zarifeh Sahar Nixon](https://search.stillhousedata.com/person/671210) | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| [Noriko Honda Chen](https://search.stillhousedata.com/person/671223) | DIRECTOR, PRESIDENT | — |
| [Thomas Joseph Condon](https://search.stillhousedata.com/person/685115) | TREASURER | — |
| [Maria Thelma Manotok Pathria](https://search.stillhousedata.com/person/685116) | DIRECTOR, VICE CHAIR, SENIOR VICE PRESIDENT & SENIOR COUNSEL | — |
| [Steven Thomas Watson](https://search.stillhousedata.com/person/685117) | DIRECTOR | — |
| [Ai Chun Chua](https://search.stillhousedata.com/person/685118) | DIRECTOR, SENIOR VICE PRESIDENT & SENIOR COUNSEL | — |
| [Robert Whitney Lovelace](https://search.stillhousedata.com/person/685119) | DIRECTOR AND CHAIR | — |
| [Matthew Edwin Knihtila](https://search.stillhousedata.com/person/685120) | CHIEF COMPLIANCE OFFICER | — |
| [Victor David Kohn](https://search.stillhousedata.com/person/727124) | DIRECTOR, PRESIDENT | — |
| [MEIKLE BRUCE EUGENE](https://search.stillhousedata.com/person/765112) | CHIEF COMPLIANCE OFFICER | — |
| [LOVELACE ROBERT WHITNEY](https://search.stillhousedata.com/person/765114) | DIRECTOR AND CHAIR | — |
| [KAWAJA CARL MICHAEL](https://search.stillhousedata.com/person/765117) | DIRECTOR | — |
| [FISHER DAVID ISADOR](https://search.stillhousedata.com/person/765862) | DIRECTOR/VICE CHAIRMAN | — |
| [KELLY PETER CHARLES](https://search.stillhousedata.com/person/765868) | DIRECTOR/SR. VICE PRESIDENT; DIRECTOR/SR. VICE PRESIDENT/SR. COUNSEL; DIRECTOR/SR. VICE PRESIDENT/SR. COUNSEL/SECRETARY | — |
| [KOHN VICTOR DAVID](https://search.stillhousedata.com/person/765871) | DIRECTOR, PRESIDENT; DIRECTOR/PRESIDENT; DIRECTOR/ SR. VICE PRESIDENT | — |
| [STERN ERIC HENRI](https://search.stillhousedata.com/person/765877) | DIRECTOR & SR. VICE PRESIDENT | — |
| [WATSON STEVEN THOMAS](https://search.stillhousedata.com/person/766670) | DIRECTOR | — |
| [TAYLOR FRED CHAPMAN](https://search.stillhousedata.com/person/768919) | DIRECTOR & VICE PRESIDENT | — |
| [DE TOLEDO PHILIP](https://search.stillhousedata.com/person/768925) | DIRECTOR & SR. VICE PRESIDENT; DIRECTOR/SR. VICE PRESIDENT/PFO | — |
| [NGUYEN-PHUONG LAM](https://search.stillhousedata.com/person/768926) | DIRECTOR/RES. DIR.-PRIVATE EQUITY; DIRECTOR/RES. DIR.-PRIVATE EQUITY/SR. VP; DIRECTOR/RESEARCH DIRECTOR-PRIVATE EQUITY/SR. VICE PRESIDENT (+1 more) | — |
| [FOULON KOENRAAD CARL ALICE](https://search.stillhousedata.com/person/768927) | DIRECTOR/SR. VICE PRESIDENT | — |
| [STERN WALTER PHILLIPS](https://search.stillhousedata.com/person/768928) | CHAIRMAN & DIRECTOR; DIRECTOR; DIRECTOR/VICE CHAIRMAN | — |
| [WAGENER SHAW BRADLEY](https://search.stillhousedata.com/person/768929) | DIRECTOR/CHAIRMAN; DIRECTOR/PRESIDENT | — |
| [ROWLAND THOMAS M](https://search.stillhousedata.com/person/769813) | CHIEF COMPLIANCE OFFICER | — |


## Disclosures (8)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2026-04-08 | regulatory | THE SFSA FOUND THAT THE REGISTRANT'S ULTIMATE PARENT COMPANY, THE CAPITAL GROUP COMPANIES, INC. ("CGC"), DID NOT SUBMIT CERTAIN NOTIFICATIONS OF CHANGES IN MAJOR SHAREHOLDINGS FOR SHARES HELD IN A CANADIAN COMPANY, WHOSE COMMON SHARES ARE LISTED ON THE TORONTO STOCK EXCHANGE AND NASDAQ STOCKHOLM EXC… | Final | $325K |
| 2021-10-26 | criminal | ON NOVEMBER 22, 2021, CAPITAL INTERNATIONAL, INC. ("CIINC") PLEADED GUILTY TO THREE CHARGES OF IMPORTING INTERNET ROUTERS INTO HONG KONG WITHOUT AN IMPORT LICENSE IN VIOLATION OF SECTION 6(A)(2) OF THE IMPORT AND EXPORT ORDINANCE, CAP. 60, UNDER THE LAWS OF THE HONG KONG SPECIAL ADMINISTRATIVE REGIO… | Final | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110682/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110682/similar
- Related entities: https://search.stillhousedata.com/firm/110682/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110682

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.