# SYMPHONY ASSET MANAGEMENT LLC

SYMPHONY ASSET MANAGEMENT LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 110687
- Type: SEC-registered investment adviser
- SEC file number: 801-52638
- Location: 555 CALIFORNIA STREET, SUITE 3100, SAN FRANCISCO, CA, 94104-1534
- Phone: 415-676-4000
- Latest filing: 2020-12-11
- Regulatory AUM: $16.2B
- Discretionary AUM: $16.2B
- Clients: 99
- Accounts: 46

## Officers, owners & control persons (19)

| Name | Role | Location |
| --- | --- | --- |
| KEEFE MARY E | CHIEF COMPLIANCE OFFICER | — |
| KEEFE MARY ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| MOORE NICHOLAS WILLIAM | CHIEF COMPLIANCE OFFICER | — |
| SKELTON JEFFREY LAURENCE | CEO & PRESIDENT | — |
| RUDOLPH NEIL LAWRENCE | COO/CCO/CFO; COO/CFO | — |
| HENMAN MICHAEL JOSEPH | DIRECTOR, BUSINESS DEVELOPMENT | — |
| GOTTIPALLI PRAVEEN KUMAR | DIRECTOR, EQUITY INVESTMENTS; DIRECTOR OF INVESTMENTS | — |
| STEIN GUNTHER MAURICE | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER AND CHIEF EXECTUTIVE OFFICER; CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER (+2 more) | — |
| GULRAJANI DEEPAK | DIRECTOR OF FIXED INCOME | — |
| MACDONALD JUDITH R | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL | — |
| GOLDSTEIN DAVID CRAIG | CHIEF OPERATING OFFICER | — |
| MCKILLEN ANGELA MARIE | CHIEF FINANCIAL OFFICER | — |
| POPKIN ANNE BRANDEIS | PRESIDENT | — |
| COTTIPALLI PRAVEEN | DIRECTOR OF INVESTMENTS | — |
| HENMAN MICHAEL | DIRECTOR, BUSINESS DEVELOPMENT | — |
| SKELTON JEFFREY | CEO & PRESIDENT; MEMBER OF MAESTRO | — |
| STEIN GUNTHER M | DIRECTOR, FIXED INCOME STRATEGIES | — |
| CHEN AMY ELIZABETH | CHIEF COMPLIANCE OFFICER | — |
| GRACE SCOTT STEWART | BUSINESS HEAD | — |


## Private funds (21)

Mix: Securitized Asset Fund 13 · Hedge Fund 2 · Other Private Fund 6

_Showing 15 of 21 funds by gross asset value._

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| BAYCITY CORPORATE ARBITRAGE AND RELATIVE VALUE FUND, L.P. | Hedge Fund | — | 5 | $758.5M | $5.0M |
| BAYCITY LONG-SHORT CREDIT MASTER FUND LTD. | Hedge Fund | — | 36 | $594.6M | $5.0M |
| SYMPHONY CLO XV, LTD. | Securitized Asset Fund | — | 3 | $541.8M | $250K |
| SYMPHONY CLO XIV, LTD. | Securitized Asset Fund | — | 8 | $533.7M | $250K |
| CALIFORNIA STREET CLO IX LIMITED PARTNERSHIP | Securitized Asset Fund | — | 3 | $532.7M | $500K |
| CALIFORNIA STREET CLO XII, LTD. | Securitized Asset Fund | — | 5 | $487.2M | $250K |
| SYMPHONY CLO XIX, LTD. | Securitized Asset Fund | — | 6 | $457.9M | $250K |
| SYMPHONY CLO XVII, LTD. | Securitized Asset Fund | — | 6 | $457.2M | $250K |
| SYMPHONY CLO XVIII, LTD. | Securitized Asset Fund | — | 2 | $449.7M | $250K |
| SCOF-2 LTD. | Securitized Asset Fund | — | 1 | $446.2M | — |
| BAYCITY SENIOR LOAN FUND, L.P. | Other Private Fund | — | 11 | $398.2M | $5.0M |
| SYMPHONY CLO XXII, LTD. | Securitized Asset Fund | — | 2 | $376.0M | $250K |
| SYMPHONY CLO XX, LTD. | Securitized Asset Fund | — | 3 | $374.7M | $250K |
| SYMPHONY CLO XXI, LTD. | Securitized Asset Fund | — | 2 | $371.9M | $250K |
| SYMPHONY CLO XVI, LTD | Securitized Asset Fund | — | 3 | $360.5M | $250K |


## Fund service providers (9)

- administrator: DEUTSCHE BANK TRUST COMPANY AMERICAS — 7 funds
- administrator: BANK OF NEW YORK MELLON TRUST COMPANY, NA — 2 funds
- administrator: U.S. BANK NATIONAL ASSOCIATION — 2 funds
- administrator: BNP PARIBUS
- administrator: BNY MELLON ALTERNATIVE INVESTMENT SERVICES LTD
- administrator: J.P. MORGAN HEDGE FUND SERVICES
- administrator: JP MORGAN HEDGE FUND SERVICES
- administrator: JPMORGAN HEDGE FUND SERVICES (A DIVISION OF JPMORGAN CHASE BANK, N.A.)
- administrator: THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110687/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110687/similar
- Related entities: https://search.stillhousedata.com/firm/110687/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110687

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.