# ADVANCE CAPITAL MANAGEMENT INC

ADVANCE CAPITAL MANAGEMENT INC of SOUTHFIELD, MI is an SEC-registered investment adviser.

## Registration

- CRD: 110767
- Type: SEC-registered investment adviser
- SEC file number: 801-28092
- Location: ONE TOWNE SQUARE, SUITE 444, SOUTHFIELD, MI, 48076
- Phone: 248-350-8543
- Latest filing: 2026-03-26
- Regulatory AUM: $5.0B
- Discretionary AUM: $4.9B
- Non-discretionary AUM: $76.2M
- Clients: 62
- Accounts: 14,835

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities

## Officers, owners & control persons (20)

| Name | Role | Location |
| --- | --- | --- |
| Raymond August Rathka | SHAREHOLDER; TRUSTEE | — |
| Christopher Michael Kostiz | PRESIDENT | — |
| Julie Ann Katynski | CHIEF FINANCIAL OFFICER | — |
| Joseph Robert Theisen | VICE PRESIDENT | — |
| Gerald Walker Malone | TRUSTEE | — |
| Robert Lawrence Kleber | TRUSTEE | — |
| Elizabeth Colleen Gardner | CHIEF COMPLIANCE OFFICER | — |
| Stephanie Ann Lawrence | CHIEF OPERATIONS OFFICER | — |
| Stephanie Ann Frownfelter | CHIEF OPERATIONS OFFICER | — |
| Kathy Jo Harkleroad | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | — |
| SHOEMAKER JOHN CALVIN | DIRECTOR; PRESIDENT/DIRECTOR; SHAREHOLDER (+1 more) | — |
| RATHKA RAYMOND AUGUST | DIRECTOR; SHAREHOLDER; TREASURER/DIRECTOR (+1 more) | — |
| CAPPELLI ROBERT JOSEPH | DIRECTOR; SHAREHOLDER; TRUSTEE (+2 more) | — |
| KOSTIZ CHRISTOPHER MICHAEL | PRESIDENT | — |
| KATYNSKI JULIE ANN | CHIEF FINANCIAL OFFICER; VICE PRESIDENT | — |
| HARKLEROAD KATHY JO | CHIEF COMPLIANCE OFFICER; CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | — |
| THEISEN JOSEPH ROBERT | VICE PRESIDENT | — |
| MARRIOTT TODD ALLAN | CHIEF COMPLIANCE OFFICER | — |
| MALONE GERALD WALKER | TRUSTEE | — |
| KLEBER ROBERT LAWRENCE | TRUSTEE | — |


## Disclosures (5)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2025-04-07 | regulatory | THE SEC AGREED TO ACCEPT ACM'S OFFER OF SETTLEMENT AND ENTERED AN ORDER INSTITUTING PROCEEDINGS ("OIP") MAKING FINDINGS WHICH ACM NEITHER ADMITTED NOR DENIED THAT ACM, IN ITS FORMER CAPACITY AS A REGISTERED INVESTMENT ADVISER TO THE REGISTERED INVESTMENT COMPANY, ADVANCE CAPITAL I, INC. (THE "FUND")… | Final | $200K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110767/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110767/similar
- Related entities: https://search.stillhousedata.com/firm/110767/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110767

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.