# CAVANAL HILL INVESTMENT MANAGEMENT, INC.

CAVANAL HILL INVESTMENT MANAGEMENT, INC. of TULSA, OK is an SEC-registered investment adviser.

## Registration

- CRD: 110774
- Type: SEC-registered investment adviser
- SEC file number: 801-60138
- Location: ONE WILLIAMS CENTER, 15TH FLOOR, TULSA, OK, 74172-0172
- Phone: 800-958-2942
- Latest filing: 2026-03-17
- Regulatory AUM: $15.2B
- Discretionary AUM: $15.2B
- Non-discretionary AUM: $4.2M
- Clients: 47
- Accounts: 2,175

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Pooled vehicles, Investment cos

## Officers, owners & control persons (40)

_Showing 25 of 40 people._

| Name | Role | Location |
| --- | --- | --- |
| Mark Stephen Marrone | CHIEF COMPLIANCE OFFICER | — |
| George Bruce Kaiser | OWNER | — |
| James Brian Henderson | DIRECTOR | — |
| Scott Bradley Grauer | DIRECTOR/CHAIRMAN | — |
| Matthew C Stephani | PRESIDENT/DIRECTOR | — |
| Bryan Petry | TREASURER AND TAX OFFICER | — |
| Catherine Lee Dunn | SECRETARY | — |
| WILLIAMS GARTH ALAN | VICE PRESIDENT - TAX EXAMPT FUND MANAGER | — |
| MARRONE MARK STEPHEN | CHIEF COMPLIANCE OFFICER | — |
| KAISER GEORGE BRUCE | OWNER | — |
| HUNTZINGER JAMES L | DIRECTOR; PRESIDENT/CHIEF INVESTMENT OFFICER | — |
| POTTER GRAFTON | PORTFOLIO MANAGER; VICE PRESIDENT; VICE PRESIDENT/DIRECTOR OF EQUITY RESEARCH | — |
| HENDERSON JAMES BRIAN | DIRECTOR; PORTFOLIO MANAGER; PRESIDENT (+1 more) | — |
| HOLLOMAN HOWARD JAMES | DIRECTOR | — |
| VINCENT TOMMY CARLTON | CHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE; INTERNAL COUNSEL/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| ROBERTSON PATTI SUE | VICE PRESIDENT; VICE PRESIDENT/TRADING | — |
| KITCHEN MICHAEL JAY | VICE PRESIDENT/CASH MANAGEMENT | — |
| MAURER MICHAEL PATRICK | VICE PRESIDENT/FIXED INCOME | — |
| SCHLOSS MICHAEL C | VICE PRESIDENT - EQUITY FUND CO-MANAGER | — |
| GRUET JEAN-CLAUDE GEORGE | SR. VICE PRESIDENT - CHIEF INV. OFFICER, EQUITIES | — |
| VERDEL THOMAS WESLEY | A.V.P. QUANTITATIVE ASSISTANT PORTFOLIO MGR. | — |
| SCOTT DOUGLAS KEITH | DIRECTOR OF FUND ADMIN. & MKTG, SVP | — |
| KNOX RUSSELL LEE | JUNIOR FIXED INCOME PORTFOLIO MANAGER | — |
| O'CONNELL CHRISTOPHER LEE | A.V.P. TRADER | — |
| HENKEL HENRY JOSEPH | DIRECTOR OF INSTITUTIONAL FIXED INCOME SALES | — |


## Disclosures (4)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2016-09-09 | regulatory | ON SEPTEMBER 9, 2016, BOKF, NA ("BOKF"), AN AFFILIATE OF CAVANAL HILL INVESTMENT MANAGEMENT, INC. ENTERED INTO A CONSENT DECREE (THE "CONSENT DECREE") WITH THE SECURITIES AND EXCHANGE COMMISSION (THE "SEC"). BOKF NEITHER ADMITTED NOR DENIED THE FINDINGS OF THE CONSENT DECREE. THIS MATTER RELATES TO… | Final | $600K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110774/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110774/similar
- Related entities: https://search.stillhousedata.com/firm/110774/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110774

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.