# SMITH HAYES ADVISERS INC

SMITH HAYES ADVISERS INC of LINCOLN, NE is an SEC-registered investment adviser.

## Registration

- CRD: 110776
- Type: SEC-registered investment adviser
- SEC file number: 801-56902
- Location: 200 CENTRE TERRACE, 1225 L STREET, SUITE 200, LINCOLN, NE, 68508
- Phone: 402-476-3000
- Latest filing: 2016-05-25
- Regulatory AUM: $2.1B
- Discretionary AUM: $1.1B
- Non-discretionary AUM: $1.1B
- Clients: 83
- Accounts: 2,174

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| MANN MICHAEL | VICE PRESIDENT OF SALES | PLANO, TX |
| PETERSON FREDERICK WILLIAM | DIRECTOR; VP | — |
| NELSON THOMAS STEVEN | DIRECTOR | — |
| MOORE DAVID J | CHIEF COMPLIANCE OFFICER; PRESIDENT, DIRECTOR; PRESIDENT/DIRECTOR | — |
| HOWELL RUTH ANNETTE | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, COMPLIANCE DIRECTOR | — |
| WALTERS RICHARD JOHN | DIRECTOR | — |
| KERR JAMES PATRICK | DIRECTOR | — |
| SMITH MICHAEL CURTIS | CHAIRMAN OF THE BOARD/DIRECTOR; CHAIRPERSON; CHAIRPERSON/DIRECTOR (+3 more) | — |
| CALLEN MAX HAROLD | DIRECTOR; SECRETARY | — |
| SHELLEY SHARON ANN | DIRECTOR | — |
| MANNERS RUSSELL LEE | DIRECTOR; VP | — |
| KNUTH BRADLEY LEROY | DIRECTOR; VP | — |
| SCHNEIDER BRYAN MYRON | DIRECTOR; VP | — |
| DEVALL CINDEE LYNN | CCO; CCO/VP; VP / CHIEF COMPLIANCE OFFICER | — |
| DAVIS COLLEEN TERESE | VP | — |
| SCHAEFER STEVEN JOHN | CFO / SECRETARY / TREASURER | — |
| DECKER JOHN LOUIS | EVP; EVP, DIRECTOR; EVP, PRESIDENT (+1 more) | — |
| MOORE ALLEN JAMES | PRESIDENT, DIRECTOR | — |
| JOHNSON MICHAEL TATE | VP/DIRECTOR OF COMPLIANCE | — |
| SHREVE WILLIAM BURTON | DIRECTOR | — |
| BRADY ROBERT EUGENE | VP | — |
| SORENSEN STEVEN ROBERT | EVP | — |
| HOOD KAROL RANDY | VP / CHIEF COMPLIANCE OFFICER | — |
| O'GRADY TERESA MARIE | INTERIM CHIEF COMPLIANCE OFFICER | — |
| PURPURA MICHAEL JOSEPH | DIRECTOR | — |


## Private funds (1)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| CONCORDANT PARTNERS, LLC D/B/A THE CONCORDANT FUND | Hedge Fund | — | 56 | $31.6M | $250K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/110776/brochure
- Similar advisers: https://search.stillhousedata.com/firm/110776/similar
- Related entities: https://search.stillhousedata.com/firm/110776/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/110776

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.